| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 5,751 | 1,000 | 100.00% | ||
| 2 | WELLS FARGO & COMPANY/MN | 44 | 0 | 0.00% | ||
| 3 | BARCLAYS PLC | 1,773 | 0 | 0.00% | ||
| 4 | BANK OF MONTREAL /CAN/ | 223 | 0 | 0.00% | ||
| 5 | AMERICAN INTERNATIONAL GROUP, INC. | 22 | 0 | 0.00% | ||
| 6 | ROYAL BANK OF CANADA | 584 | 0 | 0.00% | ||
| 7 | Windsor Capital Management, LLC | 11 | 0 | 0.00% | ||
| 8 | TORONTO DOMINION BANK | 22 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.