| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 696,607 | 6,074,000 | 27.14% | ||
| 2 | WOLVERINE ASSET MANAGEMENT LLC | 299,868 | 2,614,000 | 11.68% | ||
| 3 | Invesco Ltd. | 216,430 | 1,887,000 | 8.43% | ||
| 4 | WELLS FARGO & COMPANY/MN | 206,990 | 1,805,000 | 8.07% | ||
| 5 | MORGAN STANLEY | 172,743 | 1,507,000 | 6.73% | ||
| 6 | CORNERSTONE ADVISORS INC | 158,042 | 1,378,000 | 6.16% | ||
| 7 | UBS Group AG | 106,977 | 933,000 | 4.17% | ||
| 8 | CLOUGH CAPITAL PARTNERS L P | 80,800 | 705,000 | 3.15% | ||
| 9 | DOLIVER ADVISORS, LP | 76,674 | 674,000 | 3.01% | ||
| 10 | Karpus Management, Inc. | 77,119 | 672,000 | 3.00% | ||
| 11 | AMERIPRISE FINANCIAL INC | 63,074 | 550,000 | 2.46% | ||
| 12 | LPL Financial LLC | 60,544 | 531,000 | 2.37% | ||
| 13 | CORNERSTONE ADVISORY, LLC | 56,898 | 496,000 | 2.22% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 56,229 | 490,000 | 2.19% | ||
| 15 | Klingman & Associates, LLC | 48,095 | 419,000 | 1.87% | ||
| 16 | ADVISOR GROUP, INC. | 41,568 | 361,000 | 1.61% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 32,338 | 282,000 | 1.26% | ||
| 18 | STIFEL FINANCIAL CORP | 30,784 | 268,000 | 1.20% | ||
| 19 | Shaker Financial Services, LLC | 19,500 | 170,000 | 0.76% | ||
| 20 | CITIGROUP INC | 16,055 | 140,000 | 0.63% | ||
| 21 | Commonwealth Equity Services, Inc | 12,478 | 109,000 | 0.49% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,180 | 62,000 | 0.28% | ||
| 23 | BALDWIN WEALTH PARTNERS LLC/MA | 7,000 | 61,000 | 0.27% | ||
| 24 | IFP ADVISORS, INC | 4,033 | 35,000 | 0.16% | ||
| 25 | Kistler-Tiffany Companies, LLC | 3,900 | 34,000 | 0.15% | ||
| 26 | ROYAL BANK OF CANADA | 3,236 | 28,000 | 0.13% | ||
| 27 | Creative Planning | 3,000 | 26,000 | 0.12% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 2,404 | 20,000 | 0.09% | ||
| 29 | MSI Financial Services Inc | 1,935 | 17,000 | 0.08% | ||
| 30 | AllSquare Wealth Management LLC | 2,000 | 17,000 | 0.08% | ||
| 31 | DEUTSCHE BANK AG\ | 1,000 | 8,000 | 0.04% | ||
| 32 | Thomas J. Herzfeld Advisors, Inc. | 635 | 6,000 | 0.03% | ||
| 33 | WOLVERINE TRADING LP /BD | 158 | 1,367 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
