| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | McGowan Group Asset Management, Inc. | 1,326,097 | 25,090,000 | 13.06% | ||
| 2 | MORGAN STANLEY | 975,210 | 18,451,000 | 9.60% | ||
| 3 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 812,177 | 15,366,000 | 8.00% | ||
| 4 | CORNERSTONE ADVISORS INC | 769,461 | 14,558,000 | 7.58% | ||
| 5 | LPL Financial LLC | 590,104 | 11,041,000 | 5.75% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 569,851 | 10,782,000 | 5.61% | ||
| 7 | Advisors Asset Management, Inc. | 452,045 | 8,553,000 | 4.45% | ||
| 8 | WELLS FARGO & COMPANY/MN | 446,105 | 8,440,000 | 4.39% | ||
| 9 | Camelot Portfolios, LLC | 427,439 | 8,087,000 | 4.21% | ||
| 10 | DESCHUTES PORTFOLIO STRATEGY, LLC | 405,827 | 7,678,000 | 4.00% | ||
| 11 | UBS Group AG | 264,497 | 5,004,000 | 2.60% | ||
| 12 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 235,070 | 4,448,000 | 2.31% | ||
| 13 | ROYAL BANK OF CANADA | 226,357 | 4,283,000 | 2.23% | ||
| 14 | MARINER INVESTMENT GROUP LLC | 191,098 | 3,616,000 | 1.88% | ||
| 15 | Raymond James Financial Services Advisors, Inc. | 145,508 | 2,753,000 | 1.43% | ||
| 16 | MOORE CAPITAL MANAGEMENT, LP | 130,000 | 2,460,000 | 1.28% | ||
| 17 | Stratos Wealth Partners, LTD. | 127,277 | 2,408,000 | 1.25% | ||
| 18 | AQR ARBITRAGE LLC | 119,778 | 2,266,000 | 1.18% | ||
| 19 | Bartlett & Co. LLC | 113,350 | 2,145,000 | 1.12% | ||
| 20 | GUGGENHEIM CAPITAL LLC | 113,038 | 2,139,000 | 1.11% | ||
| 21 | Invesco Ltd. | 111,609 | 2,112,000 | 1.10% | ||
| 22 | Capital Investment Advisors, LLC | 110,694 | 2,094,000 | 1.09% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 98,822 | 1,870,000 | 0.97% | ||
| 24 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 95,636 | 1,808,000 | 0.94% | ||
| 25 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 93,330 | 1,766,000 | 0.92% | ||
| 26 | DUBUQUE BANK & TRUST CO | 84,724 | 1,603,000 | 0.83% | ||
| 27 | BESSEMER GROUP INC | 77,446 | 1,465,000 | 0.76% | ||
| 28 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 69,864 | 1,322,000 | 0.69% | ||
| 29 | Cetera Advisor Networks LLC | 68,010 | 1,288,000 | 0.67% | ||
| 30 | Atria Investments, Inc | 53,487 | 1,012,000 | 0.53% | ||
| 31 | IFP ADVISORS, INC | 52,983 | 1,002,000 | 0.52% | ||
| 32 | WOLVERINE ASSET MANAGEMENT LLC | 52,212 | 987,000 | 0.51% | ||
| 33 | CLOUGH CAPITAL PARTNERS L P | 51,800 | 980,000 | 0.51% | ||
| 34 | FIRST TRUST ADVISORS LP | 47,871 | 906,000 | 0.47% | ||
| 35 | Commonwealth Equity Services, Inc | 45,374 | 858,000 | 0.45% | ||
| 36 | NORTHERN TRUST CORP | 39,821 | 753,000 | 0.39% | ||
| 37 | SMITH, MOORE & CO. | 39,360 | 745,000 | 0.39% | ||
| 38 | VSR Financial Services, Inc. | 37,607 | 712,000 | 0.37% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 35,190 | 666,000 | 0.35% | ||
| 40 | MSI Financial Services Inc | 33,117 | 627,000 | 0.33% | ||
| 41 | Janney Montgomery Scott LLC | 32,296 | 611,000 | 0.32% | ||
| 42 | BB&T SECURITIES, LLC | 28,977 | 548,000 | 0.29% | ||
| 43 | Point View Wealth Management, Inc. | 27,881 | 528,000 | 0.27% | ||
| 44 | Ionic Capital Management LLC | 26,163 | 495,000 | 0.26% | ||
| 45 | SG Americas Securities, LLC | 23,376 | 442,000 | 0.23% | ||
| 46 | FIFTH THIRD BANCORP | 21,200 | 401,000 | 0.21% | ||
| 47 | Stellar Capital Management, LLC | 20,355 | 385,000 | 0.20% | ||
| 48 | Cambridge Investment Research Advisors, Inc. | 19,278 | 365,000 | 0.19% | ||
| 49 | WESPAC Advisors, LLC | 17,012 | 322,000 | 0.17% | ||
| 50 | M&T BANK CORP | 15,640 | 296,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
