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COMPASS DIV HOLDINGS SHS OF BENEFICIAL INTEREST
COMPASS DIV HOLDINGS SHS OF BENEFICIAL INTEREST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 92 Institutional holders with a total value of $296,134,565.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 STATE STREET CORP 25,259 458,000 0.15%
52 Wellington Shields & Co., LLC 23,650 429,000 0.14%
53 TFS CAPITAL LLC 22,801 414,000 0.14%
54 LPL Financial LLC 19,624 356,000 0.12%
55 MID CONTINENT CAPITAL LLC/IL 19,250 349,000 0.12%
56 D.A. DAVIDSON & CO. 18,950 343,000 0.12%
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,100 329,000 0.11% Put
58 MILLENNIUM MANAGEMENT LLC 16,214 294,000 0.10%
59 JANE STREET GROUP, LLC 16,084 292,000 0.10%
60 WEDBUSH SECURITIES INC 14,426 262,000 0.09%
61 JPMORGAN CHASE & CO 14,000 254,000 0.09%
62 HL FINANCIAL SERVICES LLC 13,052 237,000 0.08%
63 GSA CAPITAL PARTNERS LLP 12,693 230,000 0.08%
64 CITADEL ADVISORS LLC 11,651 211,000 0.07%
65 Index Management Solutions, LLC 11,287 205,000 0.07%
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,900 198,000 0.07% Call
67 DEERE & CO 10,727 195,000 0.07%
68 HBK Sorce Advisory LLC 10,450 190,000 0.06%
69 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,199 167,000 0.06%
70 WFG Advisors, LP 8,178 148,000 0.05%
71 PNC FINANCIAL SERVICES GROUP, INC. 6,670 121,000 0.04%
72 ACADIAN ASSET MANAGEMENT LLC 5,998 109,000 0.04%
73 UBS AG 5,700 103,000 0.03% Call
74 WESTPORT RESOURCES MANAGEMENT INC 5,300 96,000 0.03%
75 North Star Investment Management Corp. 5,200 94,000 0.03%
76 SEI TRUST CO 5,000 91,000 0.03%
77 GROUP ONE TRADING LLC 4,047 73,000 0.02%
78 GLENMEDE TRUST CO NA 4,000 72,000 0.02%
79 Waverly Advisors, LLC 3,288 60,000 0.02%
80 US BANCORP \DE\ 3,025 55,000 0.02%
81 CAPITAL GUARDIAN TRUST CO 2,930 53,000 0.02%
82 CITIGROUP INC 2,527 46,000 0.02%
83 NEXT Financial Group, Inc 1,800 32,000 0.01%
84 FIFTH THIRD BANCORP 1,500 27,000 0.01%
85 M&T BANK CORP 1,500 27,000 0.01%
86 Bartlett & Co. LLC 1,000 18,000 0.01%
87 Partnervest Advisory Services LLC 1,000 18,000 0.01%
88 AMERIPRISE FINANCIAL INC 612 11,000 0.00%
89 Financial Architects, Inc 425 8,000 0.00%
90 MANUFACTURERS LIFE INSURANCE COMPANY, THE 400 7,000 0.00%
91 Evercore Wealth Management, LLC 400 7,000 0.00%
92 Perkins Coie Trust Co 241 4,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.