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COMPASS DIV HOLDINGS SHS OF BENEFICIAL INTEREST
COMPASS DIV HOLDINGS SHS OF BENEFICIAL INTEREST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 97 Institutional holders with a total value of $340,301,778.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 400 0 0.00% Put
2 CUTLER GROUP LLC / CA 200 0 0.00% Call
3 Financial Architects, Inc 100 2,000 0.00%
4 Weaver C. Barksdale & Associates, Inc. 190 3,000 0.00%
5 BNP PARIBAS FINANCIAL MARKETS 230 3,600 0.00%
6 Perkins Coie Trust Co 241 4,000 0.00%
7 Gradient Investments LLC 500 8,000 0.00%
8 MSI Financial Services Inc 668 10,000 0.00%
9 Hudock, Inc. 892 13,000 0.00%
10 GENEOS WEALTH MANAGEMENT INC. 885 13,000 0.00%
11 Bartlett & Co. LLC 1,000 16,000 0.00%
12 INTEGRATED INVESTMENT CONSULTANTS, LLC 1,000 16,000 0.00%
13 CUTLER GROUP LLC / CA 1,231 19,000 0.01%
14 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,375 22,000 0.01%
15 SIMPLEX TRADING, LLC 1,590 24,000 0.01%
16 US BANCORP \DE\ 2,000 31,000 0.01%
17 Estabrook Capital Management 2,050 32,083 0.01%
18 FIFTH THIRD BANCORP 2,500 39,000 0.01%
19 Creative Planning 3,300 52,000 0.02%
20 GLENMEDE TRUST CO NA 4,099 64,000 0.02%
21 IFP ADVISORS, INC 4,615 72,000 0.02%
22 Cranbrook Wealth Management, LLC 5,179 81,000 0.02%
23 North Star Investment Management Corp. 5,200 81,000 0.02%
24 ACADIAN ASSET MANAGEMENT LLC 6,120 96,000 0.03%
25 SEI INVESTMENTS CO 7,741 121,000 0.04%
26 PineBridge Investments, L.P. 7,839 123,000 0.04%
27 PEAK6 Group LLC 8,000 125,000 0.04% Put
28 ENVESTNET ASSET MANAGEMENT INC 9,415 147,000 0.04%
29 1ST SOURCE BANK 10,000 157,000 0.05%
30 SPECTRUM ADVISORY SERVICES INC 10,279 161,000 0.05%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,680 167,000 0.05%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,104 174,000 0.05%
33 Cambridge Investment Research Advisors, Inc. 12,700 199,000 0.06%
34 McKinley Carter Wealth Services, Inc. 13,824 216,000 0.06%
35 AMERIPRISE FINANCIAL INC 15,498 243,000 0.07%
36 ProVise Management Group, LLC 15,500 243,000 0.07%
37 CLINTON GROUP INC 15,900 249,000 0.07%
38 M&T BANK CORP 16,320 255,000 0.07%
39 PEAK6 Group LLC 16,598 260,000 0.08%
40 CIBC Private Wealth Group LLC 16,954 265,000 0.08%
41 AMERICAN INTERNATIONAL GROUP, INC. 19,597 307,000 0.09%
42 D.A. DAVIDSON & CO. 20,676 323,000 0.09%
43 Wellington Shields & Co., LLC 21,510 337,000 0.10%
44 CREDIT SUISSE AG/ 21,684 340,000 0.10%
45 SILVERCREST ASSET MANAGEMENT GROUP LLC 22,000 344,000 0.10%
46 Evercore Wealth Management, LLC 22,400 351,000 0.10%
47 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 26,125 409,000 0.12%
48 Private Advisor Group, LLC 26,444 414,000 0.12%
49 PNC FINANCIAL SERVICES GROUP, INC. 27,840 436,000 0.13%
50 BANK OF MONTREAL /CAN/ 29,901 468,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.