| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Crow Point Partners, LLC | 287,000 | 6,280,000 | 81.17% | ||
| 2 | Mechanics Bank Trust Department | 20,000 | 438,000 | 5.66% | ||
| 3 | FULTON BREAKEFIELD BROENNIMAN LLC | 16,162 | 354,000 | 4.58% | ||
| 4 | Janney Montgomery Scott LLC | 14,940 | 327,186 | 4.23% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 14,112 | 309,000 | 3.99% | ||
| 6 | AMERIPRISE FINANCIAL INC | 1,314 | 29,000 | 0.37% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
