| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Janney Montgomery Scott LLC | 13,053 | 75,576 | 82.53% | ||
| 2 | DUBUQUE BANK & TRUST CO | 2,752 | 16,000 | 17.47% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.