| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | B. Riley Wealth Advisors, Inc. | 98,523 | 14,542,000 | 96.35% | ||
| 2 | Janney Montgomery Scott LLC | 25,127 | 370,870 | 2.46% | ||
| 3 | DUBUQUE BANK & TRUST CO | 12,180 | 180,000 | 1.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
