| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Atria Investments, Inc | 35,945 | 607,000 | 97.28% | ||
| 2 | TORONTO DOMINION BANK | 600 | 10,000 | 1.60% | ||
| 3 | Partnervest Advisory Services LLC | 301 | 5,000 | 0.80% | ||
| 4 | DEUTSCHE BANK AG\ | 93 | 1,000 | 0.16% | ||
| 5 | ROYAL BANK OF CANADA | 49 | 1,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
