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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 16 Institutional holders with a total value of $10,392,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 MSI Financial Services Inc 68 2,000 0.02%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 220 5,000 0.05%
4 BELLWETHER INVESTMENT GROUP, LLC 487 11,000 0.11%
5 UBS Group AG 741 17,000 0.16%
6 IFP ADVISORS, INC 925 21,000 0.20%
7 ROYAL BANK OF CANADA 1,029 23,000 0.22%
8 WFG Advisors, LP 1,249 29,000 0.28%
9 WAYNE HUMMER INVESTMENTS L.L.C. 12,118 278,000 2.68%
10 WELLS FARGO & COMPANY/MN 15,469 354,000 3.41%
11 TRUST DEPARTMENT MB FINANCIAL BANK N A 16,030 367,000 3.53%
12 Essex Financial Services, Inc. 17,500 401,000 3.86%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,964 618,000 5.95%
14 LPL Financial LLC 26,963 620,000 5.97%
15 MORGAN STANLEY 112,314 2,573,000 24.76%
16 BANK OF AMERICA CORP /DE/ 221,426 5,073,000 48.82%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.