| # | % | |||||
|---|---|---|---|---|---|---|
| 201 | Crosspoint Capital Strategies, LLC | 200 | 5,000 | 0.00% | ||
| 202 | M&T BANK CORP | 200 | 5,000 | 0.00% | ||
| 203 | NEW ENGLAND SECURITIES CORP /MA/ | 160 | 4,000 | 0.00% | ||
| 204 | Hanson & Doremus Investment Management | 180 | 4,000 | 0.00% | ||
| 205 | ENTERPRISE FINANCIAL SERVICES CORP | 150 | 4,000 | 0.00% | ||
| 206 | Partnervest Advisory Services LLC | 150 | 4,000 | 0.00% | ||
| 207 | Private Ocean, LLC | 2,000 | 2,000 | 0.00% | ||
| 208 | HOWE & RUSLING INC | 75 | 2,000 | 0.00% | ||
| 209 | DEUTSCHE BANK AG\ | 2,075 | 2,000 | 0.00% | Put | |
| 210 | PRIVATE TRUST CO NA | 34 | 1,000 | 0.00% | ||
| 211 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 50 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.