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Schwab Fundamental US Large Company ETF
Schwab Fundamental US Large Company ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 31 Institutional holders with a total value of $43,737,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Raymond James Financial Services Advisors, Inc. 274,933 8,280,000 18.93%
2 STRATEGIC WEALTH MANAGEMENT INC 249,805 7,523,000 17.20%
3 Roof Eidam Maycock Peralta, LLC 190,380 5,733,000 13.11%
4 SFMG, LLC 95,650 2,881,000 6.59%
5 Gemmer Asset Management LLC 91,586 2,758,000 6.31%
6 WESPAC Advisors, LLC 91,386 2,752,000 6.29%
7 Pekin Hardy Strauss, Inc. 91,386 2,752,000 6.29%
8 InterOcean Capital, LLC 67,985 2,047,000 4.68%
9 FINANCIAL CONSULATE, INC 65,047 1,959,000 4.48%
10 UNITED SERVICES AUTOMOBILE ASSOCIATION 46,200 1,391,000 3.18%
11 Newman Dignan & Sheerar, Inc. 33,145 998,000 2.28%
12 JANE STREET GROUP, LLC 27,010 813,000 1.86%
13 Steinberg Global Asset Management 18,934 570,000 1.30%
14 Mariner, LLC 16,795 506,000 1.16%
15 White Pine Investment CO 16,400 494,000 1.13%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,412 434,000 0.99%
17 Financial Architects, Inc 14,401 434,000 0.99%
18 BANK OF AMERICA CORP /DE/ 11,483 346,000 0.79%
19 MADISON INVESTMENT HOLDINGS INC 8,378 252,000 0.58%
20 WASHINGTON TRUST BANK 8,110 244,000 0.56%
21 CABOT WEALTH MANAGEMENT INC 7,977 240,000 0.55%
22 FOUNDERS BANK & TRUST 5,456 164,000 0.37%
23 US BANCORP \DE\ 3,000 90,000 0.21%
24 OGOREK ANTHONY JOSEPH /NY/ /ADV 1,630 49,000 0.11%
25 MYCIO WEALTH PARTNERS, LLC 400 12,000 0.03%
26 First Horizon Advisors, Inc. 200 6,000 0.01%
27 Private Ocean, LLC 143 4,000 0.01%
28 Bartlett & Co. LLC 100 3,000 0.01%
29 WealthTrust-Arizona, LLC 70 2,000 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%
31 MSI Financial Services Inc 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.