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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 20 Institutional holders with a total value of $4,937,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 39,463 839,000 16.99%
2 LPL Financial LLC 34,343 736,000 14.91%
3 Virtu KCG Holdings LLC 28,168 599,000 12.13%
4 RAYMOND JAMES & ASSOCIATES 22,680 482,000 9.76%
5 UBS Group AG 22,298 474,000 9.60%
6 SG Americas Securities, LLC 22,135 471,000 9.54%
7 Raymond James Financial Services Advisors, Inc. 14,263 303,000 6.14%
8 IFP ADVISORS, INC 10,064 214,000 4.33%
9 OPPENHEIMER & CO INC 9,994 212,000 4.29%
10 WELLS FARGO & COMPANY/MN 7,808 166,000 3.36%
11 MORGAN STANLEY 5,111 109,000 2.21%
12 MSI Financial Services Inc 5,097 108,000 2.19%
13 ADVISOR GROUP, INC. 4,891 104,000 2.11%
14 NEXT Financial Group, Inc 1,459 31,000 0.63%
15 ROYAL BANK OF CANADA 1,403 30,000 0.61%
16 GENEOS WEALTH MANAGEMENT INC. 1,067 22,000 0.45%
17 Gradient Investments LLC 756 16,000 0.32%
18 BANK OF AMERICA CORP /DE/ 533 11,000 0.22%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 481 10,000 0.20%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.