| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 87,518 | 4,399,000 | 53.79% | ||
| 2 | UBS Group AG | 51,814 | 2,600,000 | 31.79% | ||
| 3 | AMERIPRISE FINANCIAL INC | 10,720 | 538,000 | 6.58% | ||
| 4 | ROYAL BANK OF CANADA | 5,439 | 273,000 | 3.34% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 3,276 | 164,000 | 2.01% | ||
| 6 | ENVESTNET ASSET MANAGEMENT INC | 1,984 | 99,000 | 1.21% | ||
| 7 | MORGAN STANLEY | 1,028 | 52,000 | 0.64% | ||
| 8 | WELLS FARGO & COMPANY/MN | 748 | 38,000 | 0.46% | ||
| 9 | MSI Financial Services Inc | 160 | 8,000 | 0.10% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 140 | 7,000 | 0.09% | ||
| 11 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
