| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Crow Point Partners, LLC | 125,000 | 2,881,000 | 62.47% | ||
| 2 | ROOSEVELT INVESTMENT GROUP LLC | 48,309 | 1,157,000 | 25.09% | ||
| 3 | M&R CAPITAL MANAGEMENT INC | 13,000 | 311,000 | 6.74% | ||
| 4 | SPIRIT OF AMERICA MANAGEMENT CORP/NY | 8,775 | 210,000 | 4.55% | ||
| 5 | PRIVATE TRUST CO NA | 2,000 | 48,000 | 1.04% | ||
| 6 | Ledyard National Bank | 200 | 5,000 | 0.11% | ||
| 7 | AMERIPRISE FINANCIAL INC | 14 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
