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Ameriprise Financial
Ameriprise Financial. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 32 Institutional holders with a total value of $109,188,582.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Geneva Advisors, LLC 590,277 72,828,000 66.70%
2 Avalon Investment & Advisory 77,449 9,556,000 8.75%
3 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 34,385 4,242,000 3.89%
4 World Asset Management Inc 26,490 3,268,000 2.99%
5 Advisors Capital Management, LLC 21,858 2,697,000 2.47%
6 KEELEY ASSET MANAGEMENT CORP 20,810 2,568,000 2.35%
7 COLDSTREAM CAPITAL MANAGEMENT INC 18,260 2,253,000 2.06%
8 Banyan Partners, LLC 17,154 2,116,000 1.94%
9 Ascent Wealth Partners, LLC 11,445 1,412,000 1.29%
10 J.P. Morgan Private Wealth Advisors LLC 10,112 1,248,000 1.14%
11 Regent Investment Management LLC 6,363 785,000 0.72%
12 Veritable, L.P. 5,881 726,000 0.66%
13 Windsor Financial Group, LLC 3,702 457,000 0.42%
14 CHURCHILL MANAGEMENT Corp 3,651 450,000 0.41%
15 ROTHSCHILD INVESTMENT LLC /IL 3,553 438,000 0.40%
16 REYNOLDS CAPITAL MANAGEMENT LLC 3,100 382,000 0.35%
17 Laird Norton Wetherby Wealth Management, LLC 3,048 376,000 0.34%
18 CrestPoint Capital Management, LLC 2,900 358,000 0.33%
19 Oxbow Advisors, LLC 2,700 333,000 0.30%
20 AUXIER ASSET MANAGEMENT LLC 2,498 308,000 0.28%
21 FORT PITT CAPITAL GROUP INC 2,470 305,000 0.28%
22 Savant Capital, LLC 2,457 303,000 0.28%
23 Cetera Advisor Networks LLC 2,066 255,000 0.23%
24 ARMSTRONG SHAW ASSOCIATES INC/CT 2,020 249,000 0.23%
25 ASPIRIANT HOLDINGS S3, LLC 1,922 237,000 0.22%
26 Curi Capital, LLC 1,800 222,000 0.20%
27 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1,800 222,000 0.20%
28 BALASA DINVERNO & FOLTZ LLC 1,746 215,000 0.20%
29 EAGLE GLOBAL ADVISORS LLC 1,665 205,000 0.19%
30 First City Capital Management, Inc. 1,261 155,582 0.14%
31 Exchange Capital Management, Inc. 81 10,000 0.01%
32 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 71 9,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.