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AMERIPRISE FINANCIAL
AMERIPRISE FINANCIAL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 20 Institutional holders with a total value of $109,220,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Geneva Advisors, LLC 443,160 48,362,000 44.28%
2 NorthCoast Asset Management LLC 309,658 33,793,000 30.94%
3 SVB WEALTH LLC 67,353 7,351,000 6.73%
4 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 33,936 3,703,000 3.39%
5 Hugh Johnson Advisors LLC 31,530 3,441,000 3.15%
6 World Asset Management Inc 19,178 2,093,000 1.92%
7 KEELEY ASSET MANAGEMENT CORP 17,955 1,959,000 1.79%
8 Leisure Capital Management 15,583 1,701,000 1.56%
9 Ascent Wealth Partners, LLC 12,650 1,381,000 1.26%
10 J.P. Morgan Private Wealth Advisors LLC 10,904 1,190,000 1.09%
11 Regent Investment Management LLC 6,363 694,000 0.64%
12 AVIANCE CAPITAL MANAGEMENT, LLC 6,184 675,000 0.62%
13 Veritable, L.P. 5,531 604,000 0.55%
14 CrestPoint Capital Management, LLC 4,100 447,000 0.41%
15 Oxbow Advisors, LLC 3,700 404,000 0.37%
16 Laird Norton Wetherby Wealth Management, LLC 3,569 389,000 0.36%
17 Savant Capital, LLC 2,507 274,000 0.25%
18 AUXIER ASSET MANAGEMENT LLC 2,498 273,000 0.25%
19 FORT PITT CAPITAL GROUP INC 2,436 266,000 0.24%
20 ARMSTRONG SHAW ASSOCIATES INC/CT 2,020 220,000 0.20%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.