| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Cambridge Investment Research Advisors, Inc. | 58,225 | 636,000 | 53.85% | ||
| 2 | D.A. DAVIDSON & CO. | 35,791 | 391,000 | 33.11% | ||
| 3 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 10,109 | 110,000 | 9.31% | ||
| 4 | SIMPLEX TRADING, LLC | 2,175 | 23,000 | 1.95% | ||
| 5 | ROYAL BANK OF CANADA | 1,000 | 11,000 | 0.93% | ||
| 6 | FLOW TRADERS U.S. LLC | 912 | 10,000 | 0.85% | ||
| 7 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.