Dark
Light
System
Security
CUTWATER SELECT INCOME FUND
CUTWATER SELECT INCOME FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 34 Institutional holders with a total value of $46,931,175.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 711,438 13,055,000 27.82%
2 WELLS FARGO & COMPANY/MN 548,887 10,072,000 21.46%
3 1607 Capital Partners, LLC 409,746 7,519,000 16.02%
4 SIT INVESTMENT ASSOCIATES INC 226,466 4,156,000 8.86%
5 M&R CAPITAL MANAGEMENT INC 192,571 3,534,000 7.53%
6 Invesco Ltd. 87,861 1,612,000 3.43%
7 UBS Group AG 74,504 1,367,000 2.91%
8 LPL Financial LLC 43,171 803,000 1.71%
9 WealthTrust Axiom LLC 43,100 790,000 1.68%
10 MORGAN STANLEY 35,643 654,000 1.39%
11 SII INVESTMENTS INC/WI 34,170 627,000 1.34%
12 Commonwealth Equity Services, Inc 29,459 541,000 1.15%
13 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 19,904 365,000 0.78%
14 Pinnacle Summer Investments, Inc. 17,334 318,000 0.68%
15 GUGGENHEIM CAPITAL LLC 16,589 305,000 0.65%
16 BANK OF AMERICA CORP /DE/ 14,688 270,000 0.58%
17 ROYAL BANK OF CANADA 12,807 235,000 0.50%
18 Point View Wealth Management, Inc. 10,461 192,000 0.41%
19 Efficient Market Advisors, LLC 7,307 134,000 0.29%
20 CITIGROUP INC 3,543 65,000 0.14%
21 First Horizon Advisors, Inc. 3,000 55,000 0.12%
22 US BANCORP \DE\ 3,000 55,000 0.12%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,600 50,000 0.11%
24 Tower Research Capital LLC (TRC) 2,282 42,000 0.09%
25 WOLVERINE ASSET MANAGEMENT LLC 2,019 37,000 0.08%
26 NEXT Financial Group, Inc 1,310 24,000 0.05%
27 PNC FINANCIAL SERVICES GROUP, INC. 579 11,000 0.02%
28 AMERICAN INTERNATIONAL GROUP, INC. 500 9,175 0.02%
29 Brick & Kyle, Associates 500 9,000 0.02%
30 SEARLE & CO. 476 8,000 0.02%
31 Gradient Investments LLC 400 7,000 0.01%
32 REILLY FINANCIAL ADVISORS, LLC 305 6,000 0.01%
33 D.A. DAVIDSON & CO. 135 2,000 0.00%
34 BARCLAYS PLC 94 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.