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DBX ETF TR
DBX ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 157 Institutional holders with a total value of $5,786,293,584.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 53,218,054 1,594,413,000 27.55%
2 BANK OF AMERICA CORP /DE/ 39,076,192 1,170,724,000 20.23%
3 MORGAN STANLEY 9,360,739 280,448,000 4.85%
4 JPMORGAN CHASE & CO 6,839,286 204,906,000 3.54%
5 RiverFront Investment Group, LLC 6,819,829 204,321,000 3.53%
6 UBS Group AG 6,451,717 193,293,000 3.34%
7 FMR LLC 6,240,936 186,978,000 3.23%
8 BANK OF MONTREAL /CAN/ 5,208,582 156,049,000 2.70%
9 WELLS FARGO & COMPANY/MN 4,714,284 141,239,000 2.44%
10 BB&T SECURITIES, LLC 409,293 122,624,000 2.12%
11 COMERICA BANK 3,801,002 113,878,000 1.97%
12 CITIGROUP INC 3,115,519 93,341,000 1.61%
13 Charles Schwab Investment Advisory, Inc. 3,000,311 89,889,000 1.55%
14 ENVESTNET ASSET MANAGEMENT INC 2,340,203 70,112,000 1.21%
15 Lenox Wealth Advisors, LLC 2,281,305 69,037,000 1.19%
16 ROYAL BANK OF CANADA 2,226,518 66,707,000 1.15%
17 BOK Financial Private Wealth, Inc. 2,043,900 61,235,000 1.06%
18 Cerity Partners OCIO LLC 1,526,323 45,731,000 0.79%
19 JANE STREET GROUP, LLC 1,269,693 38,040,000 0.66%
20 Sand Hill Global Advisors, LLC 1,176,842 35,258,000 0.61%
21 LPL Financial LLC 1,107,615 33,417,000 0.58%
22 Goelzer Investment Management, Inc. 978,824 29,326,000 0.51%
23 RFG Advisory, LLC 951,572 28,500,000 0.49%
24 RAYMOND JAMES & ASSOCIATES 927,148 27,777,000 0.48%
25 I.G. INVESTMENT MANAGEMENT, LTD. 897,701 26,895,000 0.46%
26 Robert W. Baird & Co. Inc 874,423 26,198,000 0.45%
27 UNITED CAPITAL FINANCIAL ADVISORS, LLC 839,787 25,353,000 0.44%
28 PINNACLE ASSOCIATES LTD 833,344 24,967,000 0.43%
29 Commonwealth Equity Services, Inc 794,250 23,796,000 0.41%
30 Baker Avenue Asset Management, LP 768,050 23,011,000 0.40%
31 AMERIPRISE FINANCIAL INC 766,214 22,935,000 0.40%
32 HighTower Advisors, LLC 759,096 22,930,000 0.40%
33 Financial Advisory Group 755,222 22,626,000 0.39%
34 CKW FINANCIAL GROUP 660,041 19,913,000 0.34%
35 Callan Capital, LLC 662,633 19,852,000 0.34%
36 MANAGED ACCOUNT ADVISORS LLC 615,870 18,451,000 0.32%
37 Janney Montgomery Scott LLC 601,682 18,026,000 0.31%
38 OGOREK ANTHONY JOSEPH /NY/ /ADV 599,726 17,968,000 0.31%
39 CAMBRIDGE ASSOCIATES LLC /MA/ /ADV 592,385 17,748,000 0.31%
40 Raymond James Financial Services Advisors, Inc. 557,120 16,691,000 0.29%
41 Stonehearth Capital Management, LLC 548,417 16,430,000 0.28%
42 Camarda Financial Advisors, LLC 536,527 16,074,000 0.28%
43 First Allied Asset Management, Inc. 525,943 15,752,000 0.27%
44 Tactical Allocation Group LLC 505,874 15,156,000 0.26%
45 WealthTrust-Arizona, LLC 477,375 14,302,000 0.25%
46 SEI INVESTMENTS CO 405,658 12,153,000 0.21%
47 Polaris Wealth Advisory Group, LLC 401,729 12,036,000 0.21%
48 CITY NATIONAL BANK 391,600 11,732,000 0.20%
49 Mirae Asset Global Investments Co., Ltd. 350,730 10,508,000 0.18%
50 FOUNDERS FINANCIAL SECURITIES LLC 342,770 10,269,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.