| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 36,468 | 673,000 | 23.46% | ||
| 2 | MORGAN STANLEY | 35,240 | 650,000 | 22.66% | ||
| 3 | ALLIANCEBERNSTEIN L.P. | 16,869 | 311,000 | 10.84% | ||
| 4 | Argentus Capital Management, LLC | 16,300 | 301,000 | 10.49% | ||
| 5 | MSI Financial Services Inc | 15,000 | 277,000 | 9.65% | ||
| 6 | GOLDMAN SACHS GROUP INC | 12,481 | 230,000 | 8.02% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 11,087 | 204,000 | 7.11% | ||
| 8 | Creative Planning | 4,000 | 74,000 | 2.58% | ||
| 9 | ADVISOR GROUP, INC. | 3,751 | 69,000 | 2.41% | ||
| 10 | UBS Group AG | 2,727 | 50,000 | 1.74% | ||
| 11 | Advisory Services Network, LLC | 1,600 | 30,000 | 1.05% | ||
| 12 | ROYAL BANK OF CANADA | 10 | 0 | 0.00% | ||
| 13 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.