| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | B. Riley Wealth Advisors, Inc. | 2,000 | 21,780 | 0.01% | ||
| 102 | UBS AG | 1,300 | 14,000 | 0.00% | Call | |
| 103 | PRIVATE TRUST CO NA | 1,200 | 13,000 | 0.00% | ||
| 104 | AMERIPRISE FINANCIAL INC | 837 | 9,000 | 0.00% | ||
| 105 | AMERICAN INTERNATIONAL GROUP, INC. | 500 | 5,445 | 0.00% | ||
| 106 | THOMPSON DAVIS & CO., INC. | 500 | 5,000 | 0.00% | ||
| 107 | Spot Trading L.L.C | 400 | 4,000 | 0.00% | Put | |
| 108 | Archford Capital Strategies, LLC | 355 | 3,865 | 0.00% | ||
| 109 | BlackRock Fund Advisors | 232 | 3,000 | 0.00% | ||
| 110 | ENVESTNET ASSET MANAGEMENT INC | 177 | 2,000 | 0.00% | ||
| 111 | MSI Financial Services Inc | 208 | 2,000 | 0.00% | ||
| 112 | Focused Wealth Management, Inc | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
