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CATERPILLAR INC DEL
CATERPILLAR INC DEL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 6 Institutional holders with a total value of $18,255,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 153,227 14,025,000 76.83%
2 RBO & CO LLC 19,998 1,830,000 10.02%
3 INGALLS & SNYDER LLC 17,494 1,601,000 8.77% SH
4 BOYD WATTERSON ASSET MANAGEMENT LLC/OH 5,831 534,000 2.93%
5 ID Management A/S 2,900 265,000 1.45%
6 SpiderRock Trading LLC 200 0 0.00% Call PRN

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.