Dark
Light
System
Security
DNP SELECT INCOME FD INC
DNP SELECT INCOME FD INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 125 Institutional holders with a total value of $130,420,823.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 3,788,463 39,817,000 30.53%
2 Invesco Ltd. 1,241,017 13,044,000 10.00%
3 UBS AG 855,226 8,988,000 6.89%
4 MORGAN STANLEY 786,781 8,269,000 6.34%
5 US BANCORP \DE\ 641,620 6,743,000 5.17%
6 BANK OF AMERICA CORP /DE/ 424,933 4,467,000 3.43%
7 ROYAL BANK OF CANADA 404,347 4,250,000 3.26%
8 GUGGENHEIM CAPITAL LLC 324,413 3,410,000 2.61%
9 Aviance Capital Partners, LLC 218,775 2,301,000 1.76%
10 BOKF, NA 204,795 2,152,000 1.65%
11 Commonwealth Equity Services, Inc 194,779 2,047,000 1.57%
12 Yakira Capital Management, Inc. 193,313 2,032,000 1.56% SH
13 WELLS FARGO & COMPANY/MN 174,884 1,838,000 1.41%
14 ROBINSON CAPITAL MANAGEMENT, LLC 180,679 1,836,000 1.41%
15 WATERS PARKERSON & CO., LLC 146,779 1,543,000 1.18%
16 BB&T SECURITIES, LLC 13,267 1,394,000 1.07%
17 NOESIS CAPITAL MANGEMENT CORP 109,526 1,151,000 0.88% SH
18 Citizens Business Bank 99,986 1,051,000 0.81%
19 SII INVESTMENTS INC/WI 97,103 1,025,000 0.79%
20 IFC Holdings Incorporated/FL 91,152 956,000 0.73%
21 FineMark National Bank & Trust 89,424 940,000 0.72%
22 BANK OF MONTREAL /CAN/ 88,652 932,000 0.71%
23 HOERTKORN RICHARD CHARLES 77,250 812,000 0.62%
24 Apriem Advisors 76,225 801,000 0.61%
25 AMERICAN INTERNATIONAL GROUP, INC. 64,064 673,313 0.52%
26 Virtu KCG Holdings LLC 63,604 668,000 0.51%
27 American Investment Services, Inc. 61,080 642,000 0.49%
28 PNC FINANCIAL SERVICES GROUP, INC. 60,208 633,000 0.49%
29 REGIONS FINANCIAL CORP 55,071 579,000 0.44%
30 OARSMAN CAPITAL, INC. 54,140 569,000 0.44%
31 Robert W. Baird & Co. Inc 50,096 527,000 0.40%
32 Cambridge Investment Research Advisors, Inc. 47,142 495,000 0.38%
33 NATIONAL PLANNING CORP 47,068 495,000 0.38%
34 FIDUCIARY TRUST CO 47,000 494,000 0.38%
35 Hudock, Inc. 45,772 481,000 0.37%
36 DAVENPORT & Co LLC 42,256 444,112 0.34%
37 Janney Montgomery Scott LLC 40,050 420,926 0.32%
38 Private Advisor Group, LLC 38,681 407,000 0.31%
39 Mariner, LLC 37,429 393,000 0.30%
40 NORTHERN TRUST CORP 37,165 390,000 0.30%
41 RAND WEALTH, LLC 36,297 381,000 0.29%
42 STRATTON MANAGEMENT CO 35,900 377,000 0.29%
43 KEYBANK NATIONAL ASSOCIATION/OH 34,661 364,000 0.28%
44 BLAIR WILLIAM & CO/IL 32,235 339,000 0.26%
45 JANE STREET GROUP, LLC 31,106 327,000 0.25%
46 CULLEN/FROST BANKERS, INC. 30,850 324,000 0.25%
47 LADENBURG THALMANN FINANCIAL SERVICES INC. 30,152 317,000 0.24%
48 HARVEY INVESTMENT CO LLC 29,500 310,000 0.24%
49 PRICE T ROWE ASSOCIATES INC /MD/ 28,625 301,000 0.23%
50 BNP PARIBAS FINANCIAL MARKETS 28,263 297,044 0.23%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.