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DOW 30 ENHANCED PREMIUM & IN
DOW 30 ENHANCED PREMIUM & IN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 38 Institutional holders with a total value of $47,902,484.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 616,364 8,469,000 17.68%
2 Invesco Ltd. 423,698 5,822,000 12.15%
3 GUGGENHEIM CAPITAL LLC 420,281 5,776,000 12.06%
4 RAYMOND JAMES & ASSOCIATES 235,687 3,238,000 6.76%
5 MORGAN STANLEY 232,673 3,197,000 6.67%
6 BANK OF AMERICA CORP /DE/ 209,962 2,885,000 6.02%
7 UBS AG 192,775 2,649,000 5.53%
8 Advisors Asset Management, Inc. 174,820 2,402,000 5.01%
9 LPL Financial LLC 161,360 2,217,000 4.63%
10 Aviance Capital Partners, LLC 134,975 1,855,000 3.87%
11 Formidable Asset Management, LLC 130,748 1,796,000 3.75%
12 STIFEL FINANCIAL CORP 76,601 1,052,000 2.20%
13 Concert Wealth Management Inc. 68,439 919,000 1.92%
14 Financial Sense Advisors, Inc. 59,900 823,000 1.72%
15 Benchmark Capital Advisors 47,000 646,000 1.35%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 38,520 530,000 1.11%
17 Cambridge Investment Research Advisors, Inc. 30,907 425,000 0.89%
18 Shaker Financial Services, LLC 30,710 422,000 0.88%
19 First Allied Advisory Services, Inc. 29,547 408,000 0.85%
20 KEYBANK NATIONAL ASSOCIATION/OH 25,410 349,000 0.73%
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 23,883 328,000 0.68%
22 Commonwealth Equity Services, Inc 15,771 217,000 0.45%
23 ROYAL BANK OF CANADA 15,284 210,000 0.44%
24 BNP PARIBAS FINANCIAL MARKETS 14,498 199,203 0.42%
25 J.P. Morgan Private Wealth Advisors LLC 14,435 198,000 0.41%
26 AMERICAN INTERNATIONAL GROUP, INC. 13,369 183,686 0.38%
27 NATIONAL PLANNING CORP 13,100 180,000 0.38%
28 US BANCORP \DE\ 10,000 137,000 0.29%
29 MSI Financial Services Inc 7,155 98,000 0.20%
30 CITIGROUP INC 6,092 84,000 0.18%
31 SECURITY NATIONAL TRUST CO 4,475 62,000 0.13%
32 BANK OF MONTREAL /CAN/ 2,223 31,000 0.06%
33 WESTPORT RESOURCES MANAGEMENT INC 1,500 21,000 0.04%
34 Pinnacle Summer Investments, Inc. 1,449 20,000 0.04%
35 Creative Planning 1,167 16,000 0.03%
36 Partnervest Advisory Services LLC 1,036 14,000 0.03%
37 B. Riley Wealth Advisors, Inc. 917 12,595 0.03%
38 NEW ENGLAND SECURITIES CORP /MA/ 825 11,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.