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GUGGENHEIM SPIN OFF
GUGGENHEIM SPIN OFF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 4 Institutional holders with a total value of $2,063,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Belmont Global Advisors, Inc. 18,500 839,000 40.67%
2 PATTEN & PATTEN INC/TN 13,370 606,000 29.37%
3 Ancora Advisors LLC 7,885 358,000 17.35%
4 GAMBLE JONES INVESTMENT COUNSEL 5,732 260,000 12.60%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.