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GUGGENHEIM SPIN OFF
GUGGENHEIM SPIN OFF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 3 Institutional holders with a total value of $4,207,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAMBLE JONES INVESTMENT COUNSEL 6,132 275,000 6.54%
2 ROTHSCHILD INVESTMENT LLC /IL 11,440 516,000 12.27%
3 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 75,720 3,416,000 81.20%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.