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GUGGENHEIM SPIN OFF
GUGGENHEIM SPIN OFF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 2 Institutional holders with a total value of $3,127,056.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROTHSCHILD INVESTMENT LLC /IL 9,165 352,000 11.26%
2 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 72,192 2,775,056 88.74%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.