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DUFF PHELPS UTIL CORP BD T
DUFF PHELPS UTIL CORP BD T. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 35 Institutional holders with a total value of $75,832,908.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SIT INVESTMENT ASSOCIATES INC 3,936,330 36,254,000 47.81%
2 WELLS FARGO & COMPANY/MN 2,162,836 19,919,000 26.27%
3 1607 Capital Partners, LLC 1,053,200 9,700,000 12.79%
4 Invesco Ltd. 264,835 2,439,000 3.22%
5 PROFICIO CAPITAL PARTNERS LLC 150,058 1,390,000 1.83%
6 Shaker Financial Services, LLC 130,165 1,199,000 1.58%
7 MORGAN STANLEY 81,873 754,000 0.99%
8 BANK OF AMERICA CORP /DE/ 79,361 730,000 0.96%
9 GUGGENHEIM CAPITAL LLC 70,893 653,000 0.86%
10 LPL Financial LLC 43,633 402,000 0.53%
11 Laurion Capital Management LP 38,455 354,000 0.47%
12 Raymond James Financial Services Advisors, Inc. 29,121 268,000 0.35%
13 Cetera Advisors LLC 26,244 241,000 0.32%
14 DOLIVER ADVISORS, LP 23,806 219,000 0.29%
15 Mariner, LLC 22,987 212,000 0.28%
16 Horizon Kinetics LLC 20,700 191,000 0.25%
17 Commonwealth Equity Services, Inc 19,903 183,000 0.24%
18 UBS Group AG 16,362 151,000 0.20%
19 RAYMOND JAMES & ASSOCIATES 15,240 140,000 0.18%
20 ROYAL BANK OF CANADA 12,804 118,000 0.16%
21 WOLVERINE ASSET MANAGEMENT LLC 7,969 73,000 0.10%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,767 62,000 0.08%
23 MARK SHEPTOFF FINANCIAL PLANNING, LLC 3,972 37,000 0.05%
24 WEBSTER BANK, N. A. 3,034 28,000 0.04%
25 Bartlett & Co. LLC 2,750 25,000 0.03%
26 IFP ADVISORS, INC 2,165 20,000 0.03%
27 SARGENT BICKHAM LAGUDIS LLC 1,900 17,000 0.02%
28 US BANCORP \DE\ 1,400 13,000 0.02%
29 REILLY FINANCIAL ADVISORS, LLC 1,284 12,000 0.02%
30 ADVISOR GROUP, INC. 1,000 9,000 0.01%
31 North Star Investment Management Corp. 730 7,000 0.01%
32 Harbour Capital Advisors, LLC 750 6,908 0.01%
33 Tower Research Capital LLC (TRC) 363 3,000 0.00%
34 GENEOS WEALTH MANAGEMENT INC. 263 2,000 0.00%
35 SeaBridge Investment Advisors LLC 120 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.