| 1 |
Saba Capital Management, L.P. |
920,886 |
8,647,000 |
41.78% |
|
|
| 2 |
US BANCORP \DE\ |
334,709 |
3,146,000 |
15.20% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
218,233 |
2,048,000 |
9.89% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
192,234 |
1,807,000 |
8.73% |
|
|
| 5 |
WOLVERINE ASSET MANAGEMENT LLC |
146,855 |
1,380,000 |
6.67% |
|
|
| 6 |
Shaker Financial Services, LLC |
85,862 |
807,000 |
3.90% |
|
|
| 7 |
CORNERSTONE ADVISORS INC |
80,083 |
752,000 |
3.63% |
|
|
| 8 |
HOERTKORN RICHARD CHARLES |
52,400 |
493,000 |
2.38% |
|
|
| 9 |
DOLIVER ADVISORS, LP |
40,272 |
379,000 |
1.83% |
|
|
| 10 |
MORGAN STANLEY |
30,649 |
288,000 |
1.39% |
|
|
| 11 |
LPL Financial LLC |
23,963 |
225,000 |
1.09% |
|
|
| 12 |
Commonwealth Equity Services, Inc |
19,632 |
185,000 |
0.89% |
|
|
| 13 |
UBS AG |
18,513 |
174,000 |
0.84% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
18,059 |
170,000 |
0.82% |
|
|
| 15 |
Creative Planning |
4,987 |
47,000 |
0.23% |
|
|
| 16 |
Gradient Investments LLC |
2,796 |
26,000 |
0.13% |
|
|
| 17 |
Advisors Asset Management, Inc. |
2,584 |
24,000 |
0.12% |
|
|
| 18 |
FARMERS & MERCHANTS INVESTMENTS INC |
2,491 |
23,000 |
0.11% |
|
|
| 19 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
1,925 |
18,000 |
0.09% |
|
|
| 20 |
MUFG Americas Holdings Corp |
1,832 |
17,000 |
0.08% |
|
|
| 21 |
MSI Financial Services Inc |
1,500 |
14,000 |
0.07% |
|
|
| 22 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,000 |
9,400 |
0.05% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
480 |
5,000 |
0.02% |
|
|
| 24 |
CITIGROUP INC |
478 |
4,000 |
0.02% |
|
|
| 25 |
DEUTSCHE BANK AG\ |
500 |
4,000 |
0.02% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
289 |
3,000 |
0.01% |
|
|
| 27 |
WFG Advisors, LP |
172 |
2,000 |
0.01% |
|
|
| 28 |
BARCLAYS PLC |
61 |
1,000 |
0.00% |
|
|
