| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 371,129 | 3,516,000 | 14.01% | ||
| 2 | Camelot Portfolios, LLC | 351,654 | 3,330,000 | 13.27% | ||
| 3 | Saba Capital Management, L.P. | 327,734 | 3,104,000 | 12.37% | ||
| 4 | CORNERSTONE ADVISORS INC | 214,874 | 2,035,000 | 8.11% | ||
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 183,961 | 1,742,000 | 6.94% | PRN | |
| 6 | Invesco Ltd. | 180,652 | 1,711,000 | 6.82% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 178,793 | 1,693,000 | 6.74% | ||
| 8 | Shaker Financial Services, LLC | 126,162 | 1,195,000 | 4.76% | ||
| 9 | MORGAN STANLEY | 98,893 | 936,000 | 3.73% | ||
| 10 | DOLIVER ADVISORS, LP | 93,623 | 887,000 | 3.53% | ||
| 11 | SHUFRO ROSE & CO LLC | 72,500 | 686,000 | 2.73% | ||
| 12 | LPL Financial LLC | 63,787 | 604,000 | 2.41% | ||
| 13 | Commonwealth Equity Services, Inc | 47,347 | 448,000 | 1.78% | ||
| 14 | Capital Investment Advisors, LLC | 37,830 | 358,000 | 1.43% | ||
| 15 | ProVise Management Group, LLC | 37,202 | 352,000 | 1.40% | ||
| 16 | CREDIT SUISSE AG/ | 26,667 | 253,000 | 1.01% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 26,115 | 247,000 | 0.98% | ||
| 18 | ROYAL BANK OF CANADA | 22,938 | 218,000 | 0.87% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,936 | 217,000 | 0.86% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 22,746 | 215,000 | 0.86% | ||
| 21 | WELLS FARGO & COMPANY/MN | 19,725 | 187,000 | 0.74% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 18,759 | 178,000 | 0.71% | ||
| 23 | Virtu KCG Holdings LLC | 14,388 | 136,000 | 0.54% | ||
| 24 | Cambridge Investment Research Advisors, Inc. | 12,894 | 122,000 | 0.49% | ||
| 25 | Private Advisor Group, LLC | 12,375 | 117,000 | 0.47% | ||
| 26 | WEDBUSH SECURITIES INC | 12,013 | 114,000 | 0.45% | ||
| 27 | CTC Alternative Strategies, Ltd. | 11,425 | 108,194 | 0.43% | ||
| 28 | WFG Advisors, LP | 8,961 | 85,000 | 0.34% | ||
| 29 | NEXT Financial Group, Inc | 7,788 | 71,000 | 0.28% | ||
| 30 | MSI Financial Services Inc | 6,289 | 60,000 | 0.24% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 5,709 | 54,064 | 0.22% | ||
| 32 | UBS AG | 5,422 | 51,000 | 0.20% | ||
| 33 | Avior Wealth Management, LLC | 3,500 | 33,000 | 0.13% | ||
| 34 | PNC FINANCIAL SERVICES GROUP, INC. | 2,750 | 26,000 | 0.10% | ||
| 35 | DEUTSCHE BANK AG\ | 1,000 | 9,000 | 0.04% | ||
| 36 | US BANCORP \DE\ | 300 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
