Dark
Light
System
Security
ETRADE GROUP
ETRADE GROUP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 407 Institutional holders with a total value of $7,528,782,415.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Focused Wealth Management, Inc 18 0 0.00%
2 BENJAMIN F. EDWARDS & COMPANY, INC. 3 0 0.00%
3 Hoxton Financial, Inc. 10 0 0.00%
4 NEXT Financial Group, Inc 20 0 0.00%
5 REILLY FINANCIAL ADVISORS, LLC 25 1,000 0.00%
6 Plante Moran Financial Advisors, LLC 37 1,000 0.00%
7 SIGNATUREFD, LLC 43 1,000 0.00%
8 WFG Advisors, LP 75 2,000 0.00%
9 CWM, LLC 80 2,000 0.00%
10 First Horizon Advisors, Inc. 144 3,000 0.00%
11 WealthTrust-Arizona, LLC 100 3,000 0.00%
12 TD Securities (USA) LLC 166 4,000 0.00%
13 Advisory Services Network, LLC 134 4,000 0.00%
14 Kistler-Tiffany Companies, LLC 158 4,000 0.00%
15 TCI Wealth Advisors, Inc. 148 4,000 0.00%
16 Mitsubishi UFJ Securities Holdings Co., Ltd. 160 4,000 0.00%
17 FNY Managed Accounts LLC 750 4,875 0.00% Call
18 Vident Investment Advisory, LLC 182 5,000 0.00%
19 ZIONS BANCORPORATION 175 5,000 0.00%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 215 6,000 0.00%
21 HAP Trading, LLC 22,400 6,000 0.00% Call
22 BESSEMER GROUP INC 227 6,000 0.00%
23 Glassman Wealth Services 245 6,000 0.00%
24 Parkside Financial Bank & Trust 266 7,000 0.00%
25 MSI Financial Services Inc 291 8,000 0.00%
26 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 95,300 8,000 0.00% Call
27 Natixis Investment Managers International 325 9,000 0.00%
28 KANALY TRUST CO 343 9,000 0.00%
29 CAPITAL GUARDIAN TRUST CO 403 11,000 0.00%
30 JFS WEALTH ADVISORS, LLC 420 11,000 0.00%
31 Kavar Capital Partners, LLC 800 11,000 0.00%
32 DEUTSCHE BANK AG\ 500 13,000 0.00% Call
33 HUNTINGTON NATIONAL BANK 601 16,000 0.00%
34 UBS Group AG 600 16,000 0.00% Call
35 Tower Research Capital LLC (TRC) 723 19,000 0.00%
36 MUFG Americas Holdings Corp 808 21,000 0.00%
37 Shinko Asset Management Co., Ltd. 846 22,000 0.00%
38 COMMONWEALTH BANK OF AUSTRALIA 900 24,000 0.00%
39 Creative Planning 976 26,000 0.00%
40 DECADE CAPITAL MANAGEMENT LLC 1,157 30,000 0.00%
41 CENTRAL TRUST Co 1,200 32,000 0.00%
42 Advisors Asset Management, Inc. 1,320 35,000 0.00%
43 WOLVERINE ASSET MANAGEMENT LLC 522 38,000 0.00% Call
44 GUARDIAN LIFE INSURANCE CO OF AMERICA 1,696 45,000 0.00%
45 PARK AVENUE INSTITUTIONAL ADVISERS LLC 1,928 51,000 0.00%
46 QUADRANT CAPITAL GROUP LLC 2,081 53,000 0.00%
47 Bluefin Trading, LLC 721,900 57,000 0.00% Call
48 WOLVERINE ASSET MANAGEMENT LLC 1,122 59,000 0.00% Put
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,525 66,000 0.00%
50 SIMPLEX TRADING, LLC 2,584 68,000 0.00%
Page 1 of 9

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.