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ETRADE GROUP
ETRADE GROUP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 426 Institutional holders with a total value of $8,288,455,659.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Hoxton Financial, Inc. 10 0 0.00%
2 BENJAMIN F. EDWARDS & COMPANY, INC. 3 0 0.00%
3 NEXT Financial Group, Inc 20 0 0.00%
4 VERSANT CAPITAL MANAGEMENT, INC 7 0 0.00%
5 Focused Wealth Management, Inc 18 1,000 0.00%
6 SIGNATUREFD, LLC 43 1,000 0.00%
7 REILLY FINANCIAL ADVISORS, LLC 25 1,000 0.00%
8 ROPES WEALTH ADVISORS LLC 40 1,000 0.00%
9 CUTLER GROUP LLC / CA 3,400 1,000 0.00% Put
10 Plante Moran Financial Advisors, LLC 37 1,000 0.00%
11 CWM, LLC 80 2,000 0.00%
12 WFG Advisors, LP 75 2,000 0.00%
13 Parkside Financial Bank & Trust 41 2,000 0.00%
14 TD Securities (USA) LLC 66 2,000 0.00%
15 USA MUTUALS ADVISORS, INC. 89 3,000 0.00%
16 WealthTrust-Arizona, LLC 100 3,000 0.00%
17 PROFICIO CAPITAL PARTNERS LLC 103 3,000 0.00%
18 ZIONS BANCORPORATION 175 4,000 0.00% SH
19 FNY Managed Accounts LLC 200 4,000 0.00% Call
20 KALOS MANAGEMENT, INC. 3,616 4,000 0.00% PRN
21 Kistler-Tiffany Companies, LLC 158 5,000 0.00%
22 Global X Management CO LLC 156 5,000 0.00%
23 IFP ADVISORS, INC 219 6,000 0.00%
24 THOMPSON DAVIS & CO., INC. 195 6,000 0.00%
25 Glassman Wealth Services 245 7,000 0.00%
26 PENSERRA CAPITAL MANAGEMENT LLC 274 8,000 0.00%
27 CITIZENS FINANCIAL GROUP INC/DE 312 9,000 0.00%
28 HAP Trading, LLC 13,900 9,000 0.00% Call
29 Point72 Hong Kong Ltd 309 9,000 0.00%
30 KANALY TRUST CO 343 10,000 0.00%
31 Tower Research Capital LLC (TRC) 344 10,000 0.00%
32 First Horizon Advisors, Inc. 335 10,000 0.00%
33 Kavar Capital Partners, LLC 800 11,000 0.00%
34 Bluefin Trading, LLC 183,000 12,000 0.00% Put
35 MSI Financial Services Inc 486 14,000 0.00%
36 Advisory Services Network, LLC 484 14,000 0.00%
37 DEUTSCHE BANK AG\ 500 14,000 0.00% Call
38 HUNTINGTON NATIONAL BANK 601 18,000 0.00%
39 UBS Group AG 600 18,000 0.00% Call
40 Bluefin Trading, LLC 111,500 22,000 0.00% Call
41 WOLVERINE ASSET MANAGEMENT LLC 1,000 23,000 0.00% Put
42 MUFG Americas Holdings Corp 808 24,000 0.00%
43 Shinko Asset Management Co., Ltd. 846 25,000 0.00%
44 Creative Planning 954 28,000 0.00%
45 TCI Wealth Advisors, Inc. 1,038 31,000 0.00%
46 Jefferies Group LLC 1,193 35,000 0.00%
47 CENTRAL TRUST Co 1,200 36,000 0.00%
48 GUARDIAN LIFE INSURANCE CO OF AMERICA 1,390 41,000 0.00%
49 COMMONWEALTH BANK OF AUSTRALIA 1,402 42,000 0.00%
50 Advisors Asset Management, Inc. 1,420 42,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.