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EAST WEST BANCORP INC
EAST WEST BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 264 Institutional holders with a total value of $4,212,076,598.
#
Manager Name
Shares
Value ($)
%
Options
Notes
201 KBC Group NV 13,954 474,000 0.01%
202 CULLEN/FROST BANKERS, INC. 13,387 455,000 0.01%
203 CAPITAL FUND MANAGEMENT S.A. 12,800 435,000 0.01%
204 Princeton Alpha Management LP 12,506 425,000 0.01%
205 DF DENT & CO INC 11,900 405,000 0.01%
206 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 11,926 405,000 0.01%
207 Placemark Investments, Inc. 11,848 400,000 0.01%
208 WEDBUSH SECURITIES INC 11,681 397,000 0.01%
209 BBVA USA Bancshares, Inc. 11,463 389,000 0.01%
210 THRIVENT FINANCIAL FOR LUTHERANS 11,150 379,000 0.01%
211 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 11,050 376,000 0.01%
212 OAKBROOK INVESTMENTS LLC 10,712 364,000 0.01%
213 US BANCORP \DE\ 10,643 362,000 0.01%
214 CAPSTONE ASSET MANAGEMENT CO 10,564 359,000 0.01%
215 PEAK6 Group LLC 9,746 331,000 0.01%
216 A.R.T. Advisors, LLC 9,710 330,000 0.01%
217 SG Americas Securities, LLC 9,484 322,000 0.01%
218 THOMAS WHITE INTERNATIONAL LTD 9,450 321,000 0.01%
219 BARINGS LLC 9,100 309,000 0.01%
220 STIFEL FINANCIAL CORP 9,026 307,000 0.01%
221 STEPHENS INC /AR/ 8,735 297,000 0.01%
222 QUANTUM CAPITAL MANAGEMENT 8,205 279,000 0.01%
223 Polar Capital LLP 7,879 268,000 0.01%
224 GREAT LAKES ADVISORS, LLC 7,857 267,000 0.01%
225 LPL Financial LLC 7,828 263,000 0.01%
226 Nine Chapters Capital Management LLC 7,000 238,000 0.01%
227 HUDSON EDGE INVESTMENT PARTNERS INC. 6,970 237,000 0.01% SH
228 CANADA PENSION PLAN INVESTMENT BOARD 6,800 231,000 0.01%
229 KEYBANK NATIONAL ASSOCIATION/OH 6,398 218,000 0.01%
230 BlackRock Finance, Inc. 5,729 195,000 0.00%
231 PANAGORA ASSET MANAGEMENT INC 5,640 192,000 0.00%
232 TEACHER RETIREMENT SYSTEM OF TEXAS 5,135 175,000 0.00%
233 OFI Advisors LLC 5,132 174,000 0.00%
234 Creative Planning 4,729 161,000 0.00%
235 BNP PARIBAS FINANCIAL MARKETS 4,512 153,408 0.00%
236 Advisors Asset Management, Inc. 4,100 139,000 0.00%
237 VIRTUS CAPITAL ADVISERS, LLC 3,048 104,000 0.00%
238 AMERICAN NATIONAL BANK & TRUST 2,797 95,000 0.00%
239 Hirtle Callaghan & Co LLC 2,500 85,000 0.00%
240 D.A. DAVIDSON & CO. 1,800 61,000 0.00%
241 UBS AG 1,486 51,000 0.00%
242 Manchester Capital Management LLC 987 34,000 0.00%
243 Parallax Volatility Advisers, L.P. 1,000 34,000 0.00% Call
244 FIRST MANHATTAN CO. LLC. 1,000 34,000 0.00%
245 ENVESTNET ASSET MANAGEMENT INC 964 33,000 0.00%
246 MAZAMA CAPITAL MANAGEMENT INC 877 30,000 0.00%
247 Parallax Volatility Advisers, L.P. 800 27,000 0.00% Put
248 ALPHA WINDWARD LLC 654 22,000 0.00%
249 PRIVATE TRUST CO NA 612 21,000 0.00%
250 Zions Trust, National Association 500 17,000 0.00%
Page 5 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.