| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 157,419 | 3,281,000 | 13.25% | ||
| 2 | MORGAN STANLEY | 157,144 | 3,275,000 | 13.22% | ||
| 3 | COHEN & STEERS, INC. | 148,122 | 3,087,000 | 12.46% | ||
| 4 | Invesco Ltd. | 100,374 | 2,092,000 | 8.45% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 96,135 | 2,003,000 | 8.09% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 91,743 | 1,912,000 | 7.72% | ||
| 7 | WELLS FARGO & COMPANY/MN | 91,363 | 1,904,000 | 7.69% | ||
| 8 | Joel Isaacson & Co., LLC | 89,415 | 1,863,000 | 7.52% | ||
| 9 | FIRST TRUST ADVISORS LP | 88,893 | 1,853,000 | 7.48% | ||
| 10 | LPL Financial LLC | 57,953 | 1,241,000 | 5.01% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 38,826 | 809,000 | 3.27% | ||
| 12 | ROYAL BANK OF CANADA | 23,878 | 498,000 | 2.01% | ||
| 13 | UBS Group AG | 23,516 | 490,000 | 1.98% | ||
| 14 | PNC FINANCIAL SERVICES GROUP, INC. | 6,499 | 135,000 | 0.54% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,357 | 132,000 | 0.53% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 6,083 | 127,000 | 0.51% | ||
| 17 | FIFTH THIRD BANCORP | 1,000 | 21,000 | 0.08% | ||
| 18 | MSI Financial Services Inc | 676 | 14,000 | 0.06% | ||
| 19 | Focused Wealth Management, Inc | 520 | 11,000 | 0.04% | ||
| 20 | D.A. DAVIDSON & CO. | 434 | 9,000 | 0.04% | ||
| 21 | Formidable Asset Management, LLC | 300 | 6,000 | 0.02% | ||
| 22 | Tower Research Capital LLC (TRC) | 289 | 6,000 | 0.02% | ||
| 23 | HOWE & RUSLING INC | 100 | 2,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
