| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,392,962 | 20,655,000 | 14.42% | ||
| 2 | COHEN & STEERS, INC. | 1,189,431 | 17,639,000 | 12.31% | ||
| 3 | UBS AG | 1,181,488 | 17,521,000 | 12.23% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 891,965 | 13,228,000 | 9.23% | ||
| 5 | Invesco Ltd. | 714,309 | 10,593,000 | 7.39% | ||
| 6 | MORGAN STANLEY | 692,198 | 10,265,000 | 7.16% | ||
| 7 | LPL Financial LLC | 396,722 | 5,883,000 | 4.11% | ||
| 8 | WELLS FARGO & COMPANY/MN | 307,664 | 4,563,000 | 3.18% | ||
| 9 | Advisors Asset Management, Inc. | 232,284 | 3,445,000 | 2.40% | ||
| 10 | FIDUCIARY TRUST INTERNATIONAL LLC | 223,035 | 3,308,000 | 2.31% | ||
| 11 | Index Management Solutions, LLC | 216,246 | 3,207,000 | 2.24% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 178,357 | 2,645,000 | 1.85% | ||
| 13 | Jacobus Wealth Management, Inc. | 174,662 | 2,590,000 | 1.81% | ||
| 14 | AMERIPRISE FINANCIAL INC | 165,688 | 2,457,000 | 1.71% | ||
| 15 | Commonwealth Equity Services, Inc | 152,866 | 2,267,000 | 1.58% | ||
| 16 | United Asset Strategies, Inc. | 148,418 | 2,201,000 | 1.54% | ||
| 17 | WEDBUSH SECURITIES INC | 96,096 | 1,425,000 | 0.99% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 88,953 | 1,319,000 | 0.92% | ||
| 19 | ROYAL BANK OF CANADA | 88,937 | 1,318,000 | 0.92% | ||
| 20 | VICUS CAPITAL | 80,799 | 1,198,000 | 0.84% | ||
| 21 | OPPENHEIMER & CO INC | 76,350 | 1,132,000 | 0.79% | ||
| 22 | Robert W. Baird & Co. Inc | 64,302 | 954,000 | 0.67% | SH | |
| 23 | Cambridge Investment Research Advisors, Inc. | 63,374 | 940,000 | 0.66% | ||
| 24 | Prospera Financial Services Inc | 56,046 | 831,000 | 0.58% | ||
| 25 | NAPLES GLOBAL ADVISORS, LLC | 54,695 | 811,000 | 0.57% | ||
| 26 | WFG Advisors, LP | 52,491 | 778,000 | 0.54% | ||
| 27 | EATON VANCE MANAGEMENT | 50,560 | 750,000 | 0.52% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 46,315 | 686,849 | 0.48% | ||
| 29 | Focused Wealth Management, Inc | 37,501 | 556,000 | 0.39% | ||
| 30 | Raymond James Financial Services Advisors, Inc. | 34,707 | 515,000 | 0.36% | ||
| 31 | GOLDMAN SACHS GROUP INC | 33,581 | 498,000 | 0.35% | ||
| 32 | OTA Financial Group L.P. | 31,237 | 460,000 | 0.32% | ||
| 33 | Jefferies Group LLC | 29,336 | 435,000 | 0.30% | ||
| 34 | First Allied Advisory Services, Inc. | 26,680 | 394,000 | 0.28% | ||
| 35 | Virtu KCG Holdings LLC | 26,274 | 390,000 | 0.27% | ||
| 36 | FineMark National Bank & Trust | 25,590 | 379,000 | 0.26% | ||
| 37 | BENJAMIN F. EDWARDS & COMPANY, INC. | 21,800 | 323,000 | 0.23% | ||
| 38 | STIFEL FINANCIAL CORP | 21,472 | 318,000 | 0.22% | ||
| 39 | Janney Montgomery Scott LLC | 20,215 | 299,788 | 0.21% | ||
| 40 | Advisory Services Network, LLC | 18,626 | 276,000 | 0.19% | ||
| 41 | BANK HAPOALIM BM | 17,956 | 266,000 | 0.19% | ||
| 42 | ENVESTNET ASSET MANAGEMENT INC | 17,600 | 261,000 | 0.18% | ||
| 43 | DOLIVER ADVISORS, LP | 17,404 | 258,000 | 0.18% | ||
| 44 | Altavista Wealth Management, Inc. | 16,670 | 247,000 | 0.17% | ||
| 45 | Argentus Capital Management, LLC | 15,000 | 222,000 | 0.15% | ||
| 46 | VSR Financial Services, Inc. | 14,663 | 217,000 | 0.15% | ||
| 47 | SUNTRUST BANKS INC | 14,535 | 215,000 | 0.15% | ||
| 48 | Private Advisor Group, LLC | 14,424 | 214,000 | 0.15% | ||
| 49 | NATIONAL PLANNING CORP | 14,200 | 211,000 | 0.15% | ||
| 50 | WHITE PINE CAPITAL LLC | 13,850 | 205,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
