| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | JOHN G ULLMAN & ASSOCIATES INC | 13,300 | 120,000 | 27.02% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 11,506 | 104,000 | 23.42% | ||
| 3 | VOYA FINANCIAL ADVISORS, INC. | 10,743 | 96,000 | 21.62% | ||
| 4 | UBS Group AG | 5,478 | 49,000 | 11.03% | ||
| 5 | MORGAN STANLEY | 3,479 | 32,000 | 7.21% | ||
| 6 | SEARLE & CO. | 2,000 | 18,000 | 4.05% | ||
| 7 | AMERICAN INTERNATIONAL GROUP, INC. | 1,009 | 9,101 | 2.05% | ||
| 8 | ROYAL BANK OF CANADA | 1,000 | 9,000 | 2.03% | ||
| 9 | WELLS FARGO & COMPANY/MN | 500 | 5,000 | 1.13% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 250 | 2,000 | 0.45% | ||
| 11 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
