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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 5 Institutional holders with a total value of $2,839,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 9,821 1,273,000 44.84%
2 KCM INVESTMENT ADVISORS LLC 5,081 659,000 23.21%
3 CATAWBA CAPITAL MANAGEMENT /VA 3,415 443,000 15.60%
4 Cetera Advisor Networks LLC 3,351 435,000 15.32%
5 Jolley Asset Management, LLC 220 29,000 1.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.