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Ellington Financial LLC
Ellington Financial LLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 72 Institutional holders with a total value of $313,065,172.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 NORTHERN TRUST CORP 4,700 112,000 0.04%
52 Crow Point Partners, LLC 4,300 102,000 0.03%
53 SUMMIT SECURITIES GROUP LLC 4,100 98,000 0.03%
54 FIRST MANHATTAN CO. LLC. 3,998 95,000 0.03%
55 CITIGROUP INC 3,729 89,000 0.03%
56 Strategic Capital Group LLC 3,031 72,000 0.02%
57 Spot Trading L.L.C 2,884 69,000 0.02%
58 Tower Research Capital LLC (TRC) 2,725 65,000 0.02%
59 BARCLAYS PLC 2,551 59,000 0.02%
60 UBS AG 2,000 48,000 0.02% Put
61 SECURITY NATIONAL TRUST CO 2,000 48,000 0.02%
62 PNC FINANCIAL SERVICES GROUP, INC. 1,500 36,000 0.01%
63 AMERIPRISE FINANCIAL INC 1,200 29,000 0.01%
64 FineMark National Bank & Trust 1,000 24,000 0.01%
65 MANUFACTURERS LIFE INSURANCE COMPANY, THE 970 23,000 0.01%
66 US BANCORP \DE\ 600 14,000 0.00%
67 GROUP ONE TRADING LLC 488 12,000 0.00%
68 Creative Planning 283 7,000 0.00%
69 FARMERS & MERCHANTS INVESTMENTS INC 220 5,000 0.00%
70 ETRADE Capital Management LLC 200 5,000 0.00%
71 GLENMEDE TRUST CO NA 64 1,000 0.00%
72 SUMMIT SECURITIES GROUP LLC 40 0 0.00% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.