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Ellington Financial LLC
Ellington Financial LLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 75 Institutional holders with a total value of $313,353,296.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Commonwealth Equity Services, Inc 9,800 235,000 0.07%
52 GROUP ONE TRADING LLC 9,451 227,000 0.07%
53 Invesco Ltd. 6,389 153,000 0.05%
54 Crow Point Partners, LLC 4,300 102,000 0.03%
55 FIRST MANHATTAN CO. LLC. 3,998 95,000 0.03%
56 Strategic Capital Group LLC 3,031 73,000 0.02%
57 BARCLAYS PLC 2,529 61,000 0.02%
58 CITIGROUP INC 2,441 58,000 0.02%
59 SECURITY NATIONAL TRUST CO 2,000 48,000 0.02%
60 PNC FINANCIAL SERVICES GROUP, INC. 1,500 36,000 0.01%
61 AMERIPRISE FINANCIAL INC 1,320 32,000 0.01%
62 Advisors Preferred, LLC 1,043 25,032 0.01%
63 UBS AG 1,000 24,000 0.01% Put
64 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 24,000 0.01%
65 Financial Architects, Inc 1,000 24,000 0.01%
66 FineMark National Bank & Trust 1,000 24,000 0.01%
67 MANUFACTURERS LIFE INSURANCE COMPANY, THE 871 21,000 0.01%
68 US BANCORP \DE\ 600 14,000 0.00%
69 REILLY FINANCIAL ADVISORS, LLC 350 8,000 0.00%
70 Spot Trading L.L.C 206 5,000 0.00%
71 Ground Swell Capital, LLC 200 5,000 0.00%
72 FARMERS & MERCHANTS INVESTMENTS INC 220 5,000 0.00%
73 Creative Planning 83 2,000 0.00%
74 GLENMEDE TRUST CO NA 64 1,000 0.00%
75 Tower Research Capital LLC (TRC) 50 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.