Dark
Light
System
Security
Ellington Financial LLC
Ellington Financial LLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 71 Institutional holders with a total value of $312,823,837.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Cutter & CO Brokerage, Inc. 14,383 287,000 0.09%
52 Sigma Planning Corp 13,113 262,000 0.08%
53 RAYMOND JAMES & ASSOCIATES 12,779 255,000 0.08%
54 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 10,500 210,000 0.07%
55 Trellus Management Company, LLC 10,000 200,000 0.06%
56 NORTHERN TRUST CORP 4,700 94,000 0.03%
57 PNC FINANCIAL SERVICES GROUP, INC. 4,500 90,000 0.03%
58 FIRST MANHATTAN CO. LLC. 3,748 74,000 0.02%
59 Invesco Ltd. 3,287 66,000 0.02%
60 BARCLAYS PLC 3,097 58,000 0.02%
61 Creative Planning 2,233 45,000 0.01%
62 RUSSELL FRANK CO/ 2,000 40,000 0.01%
63 SECURITY NATIONAL TRUST CO 2,000 40,000 0.01%
64 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,000 40,000 0.01%
65 FineMark National Bank & Trust 1,500 30,000 0.01%
66 CREDIT AGRICOLE S A 1,100 23,000 0.01%
67 MANUFACTURERS LIFE INSURANCE COMPANY, THE 919 18,000 0.01%
68 SIMPLEX TRADING, LLC 589 12,000 0.00%
69 WESTPORT RESOURCES MANAGEMENT INC 550 11,000 0.00%
70 REILLY FINANCIAL ADVISORS, LLC 350 7,000 0.00%
71 Tower Research Capital LLC (TRC) 0 0 0.00%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.