| # | % | |||||
|---|---|---|---|---|---|---|
| 401 | NEXT Financial Group, Inc | 15 | 1,000 | 0.00% | ||
| 402 | TCI Wealth Advisors, Inc. | 16 | 1,000 | 0.00% | ||
| 403 | ASSETMARK, INC | 28 | 1,000 | 0.00% | ||
| 404 | PATHSTONE FAMILY OFFICE, LLC | 7 | 0 | 0.00% | ||
| 405 | WEALTHCARE ADVISORY PARTNERS LLC | 2 | 0 | 0.00% | ||
| 406 | NEWFOUND RESEARCH LLC | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
