| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OPPENHEIMER & CO INC | 21,874 | 371,000 | 34.29% | ||
| 2 | Argentus Capital Management, LLC | 10,937 | 185,000 | 17.10% | ||
| 3 | YHB Investment Advisors, Inc. | 10,937 | 185,000 | 17.10% | ||
| 4 | UBS Group AG | 9,152 | 154,000 | 14.23% | ||
| 5 | Edge Wealth Management LLC | 5,469 | 92,000 | 8.50% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 3,646 | 61,000 | 5.64% | ||
| 7 | MORGAN STANLEY | 1,658 | 28,000 | 2.59% | ||
| 8 | AMERICAN INTERNATIONAL GROUP, INC. | 364 | 6,000 | 0.55% | ||
| 9 | BANK OF MONTREAL /CAN/ | 714 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
