| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 5,028,884 | 6,890,000 | 14.11% | ||
| 2 | McClain Value Management LLC | 3,698,491 | 5,067,000 | 10.37% | ||
| 3 | WHITEBOX ADVISORS LLC | 2,894,948 | 3,966,000 | 8.12% | ||
| 4 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2,293,100 | 3,142,000 | 6.43% | Call | |
| 5 | BlackRock Institutional Trust Company, N.A. | 1,578,586 | 2,163,000 | 4.43% | ||
| 6 | NOMURA HOLDINGS INC | 1,540,000 | 2,136,000 | 4.37% | Call | |
| 7 | VANGUARD GROUP INC | 1,526,269 | 2,091,000 | 4.28% | ||
| 8 | INVESTMENT MANAGEMENT OF VIRGINIA LLC | 1,497,505 | 2,052,000 | 4.20% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 1,300,000 | 1,781,000 | 3.65% | Call | |
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,251,400 | 1,715,000 | 3.51% | Put | |
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 9,575 | 1,600,000 | 3.28% | Put | |
| 12 | DIMENSIONAL FUND ADVISORS LP | 1,087,733 | 1,490,000 | 3.05% | ||
| 13 | UBS AG | 985,111 | 1,349,000 | 2.76% | ||
| 14 | Spot Trading L.L.C | 712,400 | 976,000 | 2.00% | Call | |
| 15 | MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | 656,073 | 899,000 | 1.84% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 614,011 | 841,000 | 1.72% | ||
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 510,768 | 700,000 | 1.43% | ||
| 18 | NORTHERN TRUST CORP | 501,606 | 687,000 | 1.41% | ||
| 19 | MACQUARIE GROUP LTD | 500,000 | 685,000 | 1.40% | ||
| 20 | CREDIT SUISSE AG/ | 450,000 | 617,000 | 1.26% | Call | |
| 21 | CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | 426,000 | 584,000 | 1.20% | ||
| 22 | CITIGROUP INC | 408,035 | 559,000 | 1.14% | ||
| 23 | UBS AG | 345,900 | 474,000 | 0.97% | Call | |
| 24 | MORGAN STANLEY | 335,084 | 459,000 | 0.94% | ||
| 25 | Bluefin Trading, LLC | 15,865 | 400,000 | 0.82% | Call | |
| 26 | WATER ISLAND CAPITAL LLC | 269,827 | 369,663 | 0.76% | ||
| 27 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 245,200 | 336,000 | 0.69% | ||
| 28 | PEAK6 Group LLC | 218,500 | 299,000 | 0.61% | Call | |
| 29 | Paloma Partners Management Co | 217,471 | 298,000 | 0.61% | ||
| 30 | GOLDMAN SACHS GROUP INC | 212,621 | 291,000 | 0.60% | ||
| 31 | DEUTSCHE BANK AG\ | 202,385 | 277,000 | 0.57% | ||
| 32 | HAP Trading, LLC | 1,225,000 | 276,000 | 0.57% | Call | |
| 33 | GEODE CAPITAL MANAGEMENT, LLC | 198,921 | 272,000 | 0.56% | ||
| 34 | PANAGORA ASSET MANAGEMENT INC | 177,257 | 243,000 | 0.50% | ||
| 35 | AEGIS FINANCIAL CORP | 169,556 | 232,000 | 0.47% | ||
| 36 | ROYAL BANK OF CANADA | 149,919 | 206,000 | 0.42% | ||
| 37 | AMERIPRISE FINANCIAL INC | 148,112 | 203,000 | 0.42% | ||
| 38 | BlackRock Fund Advisors | 144,002 | 197,000 | 0.40% | ||
| 39 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 143,760 | 197,000 | 0.40% | ||
| 40 | D. E. Shaw & Co., Inc. | 114,527 | 157,000 | 0.32% | ||
| 41 | CREDIT SUISSE AG/ | 100,899 | 138,000 | 0.28% | ||
| 42 | CITIGROUP INC | 100,000 | 137,000 | 0.28% | Call | |
| 43 | CITADEL ADVISORS LLC | 88,569 | 121,000 | 0.25% | ||
| 44 | MILLENNIUM MANAGEMENT LLC | 86,759 | 119,000 | 0.24% | ||
| 45 | SOROS FUND MANAGEMENT LLC | 83,000 | 114,000 | 0.23% | ||
| 46 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 72,400 | 99,000 | 0.20% | ||
| 47 | BARCLAYS PLC | 95,712 | 95,000 | 0.19% | ||
| 48 | GLENMEDE TRUST CO NA | 68,736 | 94,000 | 0.19% | ||
| 49 | Bank of New York Mellon Corp | 64,119 | 88,000 | 0.18% | ||
| 50 | CAPSTONE ASSET MANAGEMENT CO | 61,200 | 84,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
