| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Mount Kellett Capital Management LP | 5,923,158 | 5,982,000 | 10.62% | ||
| 2 | WOLVERINE ASSET MANAGEMENT LLC | 13,491 | 5,856,000 | 10.40% | Put | |
| 3 | FRANKLIN RESOURCES INC | 5,000,000 | 5,050,000 | 8.97% | ||
| 4 | VANGUARD GROUP INC | 3,524,181 | 3,560,000 | 6.32% | ||
| 5 | BlackRock Institutional Trust Company, N.A. | 2,739,640 | 2,767,000 | 4.91% | ||
| 6 | BlackRock Fund Advisors | 2,434,021 | 2,458,000 | 4.37% | ||
| 7 | STATE STREET CORP | 2,002,869 | 2,024,000 | 3.59% | ||
| 8 | NOMURA HOLDINGS INC | 624,800 | 1,915,000 | 3.40% | Call | |
| 9 | DIMENSIONAL FUND ADVISORS LP | 1,788,046 | 1,806,000 | 3.21% | ||
| 10 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 1,544,695 | 1,561,000 | 2.77% | ||
| 11 | GOLDMAN SACHS GROUP INC | 1,327,169 | 1,341,000 | 2.38% | ||
| 12 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 1,274,591 | 1,287,000 | 2.29% | ||
| 13 | MORGAN STANLEY | 1,136,246 | 1,148,000 | 2.04% | ||
| 14 | NORTHERN TRUST CORP | 1,010,327 | 1,021,000 | 1.81% | ||
| 15 | CUTLER GROUP LLC / CA | 96,000 | 922,000 | 1.64% | Put | |
| 16 | CITIGROUP INC | 893,000 | 902,000 | 1.60% | Call | |
| 17 | SHEPHERD KAPLAN KROCHUK, LLC | 867,224 | 876,000 | 1.56% | ||
| 18 | NOMURA HOLDINGS INC | 226,025 | 693,000 | 1.23% | ||
| 19 | LSV ASSET MANAGEMENT | 666,308 | 672,000 | 1.19% | ||
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 659,800 | 666,000 | 1.18% | Call | |
| 21 | GEODE CAPITAL MANAGEMENT, LLC | 631,675 | 637,000 | 1.13% | ||
| 22 | SOROS FUND MANAGEMENT LLC | 500,000 | 505,000 | 0.90% | ||
| 23 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 472,600 | 477,000 | 0.85% | ||
| 24 | Pinnacle Summer Investments, Inc. | 461,600 | 466,000 | 0.83% | ||
| 25 | CITIGROUP INC | 432,100 | 436,000 | 0.77% | Put | |
| 26 | Bank of New York Mellon Corp | 410,932 | 415,000 | 0.74% | ||
| 27 | BANK OF AMERICA CORP /DE/ | 405,693 | 409,000 | 0.73% | ||
| 28 | Parallax Volatility Advisers, L.P. | 400,000 | 404,000 | 0.72% | Put | |
| 29 | GAGNON SECURITIES LLC | 760,013 | 378,000 | 0.67% | ||
| 30 | BlackRock Investment Management, LLC | 359,352 | 363,000 | 0.64% | ||
| 31 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 359,500 | 363,000 | 0.64% | Put | |
| 32 | Spot Trading L.L.C | 336,800 | 340,000 | 0.60% | Put | |
| 33 | GOLDMAN SACHS GROUP INC | 325,000 | 328,000 | 0.58% | Call | |
| 34 | BARCLAYS PLC | 316,600 | 317,000 | 0.56% | Call | |
| 35 | CREDIT SUISSE AG/ | 294,456 | 297,000 | 0.53% | ||
| 36 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 292,860 | 296,000 | 0.53% | ||
| 37 | MILLENNIUM MANAGEMENT LLC | 267,400 | 270,000 | 0.48% | Put | |
| 38 | DEUTSCHE BANK AG\ | 261,859 | 263,000 | 0.47% | ||
| 39 | GROUP ONE TRADING LLC | 258,054 | 261,000 | 0.46% | ||
| 40 | BANK OF AMERICA CORP /DE/ | 254,300 | 257,000 | 0.46% | Put | |
| 41 | AQR CAPITAL MANAGEMENT LLC | 219,881 | 222,000 | 0.39% | ||
| 42 | Sculptor Capital LP | 220,000 | 222,000 | 0.39% | ||
| 43 | UBS Group AG | 211,900 | 214,000 | 0.38% | Call | |
| 44 | RAYMOND JAMES & ASSOCIATES | 203,717 | 206,000 | 0.37% | ||
| 45 | CITADEL ADVISORS LLC | 202,653 | 205,000 | 0.36% | ||
| 46 | Spot Trading L.L.C | 201,200 | 203,000 | 0.36% | Call | |
| 47 | Spark Investment Management LLC | 191,200 | 193,000 | 0.34% | ||
| 48 | JPMORGAN CHASE & CO | 185,136 | 187,000 | 0.33% | ||
| 49 | MILLENNIUM MANAGEMENT LLC | 182,757 | 185,000 | 0.33% | ||
| 50 | Invesco Ltd. | 178,408 | 180,000 | 0.32% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
