| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | NEXT Financial Group, Inc | 2,000 | 2,000 | 0.00% | ||
| 52 | BANK OF NOVA SCOTIA | 34,258 | 1,000 | 0.00% | ||
| 53 | D.A. DAVIDSON & CO. | 2,000 | 1,000 | 0.00% | ||
| 54 | ADVISOR GROUP, INC. | 1,000 | 1,000 | 0.00% | ||
| 55 | Glassman Wealth Services | 150 | 0 | 0.00% | ||
| 56 | TCI Wealth Advisors, Inc. | 21 | 0 | 0.00% | ||
| 57 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.