| 1 |
SCHRODER INVESTMENT MANAGEMENT GROUP |
23,128,466 |
24,054,000 |
29.39% |
|
|
| 2 |
Anson Funds Management LP |
18,000,000 |
18,900,000 |
23.09% |
|
|
| 3 |
OAKTREE CAPITAL MANAGEMENT LP |
18,750,000 |
14,762,000 |
18.04% |
|
|
| 4 |
Connor, Clark & Lunn Investment Management Ltd. |
6,475,149 |
5,098,000 |
6.23% |
|
|
| 5 |
Polar Asset Management Partners Inc. |
5,106,000 |
4,034,000 |
4.93% |
|
|
| 6 |
SIGNIA CAPITAL MANAGEMENT LLC |
4,998,937 |
3,969,000 |
4.85% |
|
|
| 7 |
Proxima Capital Management, LLC |
4,800,000 |
3,784,000 |
4.62% |
|
|
| 8 |
Centerbridge Partners, L.P. |
3,518,060 |
2,793,000 |
3.41% |
|
|
| 9 |
TORONTO DOMINION BANK |
907,338 |
717,000 |
0.88% |
|
|
| 10 |
GUARDIAN CAPITAL LP |
906,000 |
714,000 |
0.87% |
|
|
| 11 |
GILDER GAGNON HOWE & CO LLC |
640,749 |
509,000 |
0.62% |
|
|
| 12 |
MUHLENKAMP & CO INC |
590,100 |
469,000 |
0.57% |
|
|
| 13 |
MHR FUND MANAGEMENT LLC |
530,000 |
421,000 |
0.51% |
|
|
| 14 |
CANADA PENSION PLAN INVESTMENT BOARD |
307,800 |
242,000 |
0.30% |
|
|
| 15 |
MORGAN STANLEY |
276,596 |
220,000 |
0.27% |
|
|
| 16 |
Cubist Systematic Strategies, LLC |
264,834 |
210,000 |
0.26% |
|
|
| 17 |
Janney Montgomery Scott LLC |
179,700 |
143,000 |
0.17% |
|
|
| 18 |
ROYAL BANK OF CANADA |
152,879 |
121,000 |
0.15% |
|
|
| 19 |
GUARDIAN CAPITAL ADVISORS LP |
87,800 |
92,000 |
0.11% |
|
|
| 20 |
FEDERATION DES CAISSES DESJARDINS DU QUEBEC |
76,463 |
60,270 |
0.07% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
75,311 |
60,000 |
0.07% |
|
|
| 22 |
CIBC WORLD MARKET INC. |
66,117 |
52,000 |
0.06% |
|
|
| 23 |
INGALLS & SNYDER LLC |
65,000 |
52,000 |
0.06% |
|
|
| 24 |
BANK OF MONTREAL /CAN/ |
62,600 |
50,000 |
0.06% |
|
|
| 25 |
CITADEL ADVISORS LLC |
55,216 |
43,000 |
0.05% |
|
|
| 26 |
SHEAFF BROCK INVESTMENT ADVISORS, LLC |
50,960 |
40,000 |
0.05% |
|
|
| 27 |
A.R.T. Advisors, LLC |
40,665 |
32,000 |
0.04% |
|
|
| 28 |
Creative Planning |
36,190 |
29,000 |
0.04% |
|
|
| 29 |
LPL Financial LLC |
30,000 |
23,000 |
0.03% |
|
|
| 30 |
Virtu KCG Holdings LLC |
20,003 |
16,000 |
0.02% |
|
|
| 31 |
Avalon Investment & Advisory |
20,000 |
16,000 |
0.02% |
|
|
| 32 |
Tower Research Capital LLC (TRC) |
15,796 |
16,000 |
0.02% |
|
|
| 33 |
SCOTIA CAPITAL INC. |
17,138 |
14,000 |
0.02% |
|
|
| 34 |
DIMENSIONAL FUND ADVISORS LP |
16,723 |
13,000 |
0.02% |
|
|
| 35 |
CITADEL ADVISORS LLC |
12,000 |
10,000 |
0.01% |
Put |
|
| 36 |
CUTLER GROUP LLC / CA |
10,720 |
8,000 |
0.01% |
|
|
| 37 |
NATIXIS |
10,500 |
8,000 |
0.01% |
|
|
| 38 |
FOUNDERS CAPITAL MANAGEMENT |
10,000 |
8,000 |
0.01% |
|
|
| 39 |
OPPENHEIMER & CO INC |
10,000 |
8,000 |
0.01% |
|
|
| 40 |
ADVISOR GROUP, INC. |
9,000 |
7,000 |
0.01% |
|
|
| 41 |
Edge Wealth Management LLC |
7,000 |
6,000 |
0.01% |
|
|
| 42 |
BANK OF AMERICA CORP /DE/ |
7,730 |
6,000 |
0.01% |
|
|
| 43 |
DEUTSCHE BANK AG\ |
7,597 |
5,000 |
0.01% |
|
|
| 44 |
UBS Group AG |
5,381 |
4,000 |
0.00% |
|
|
| 45 |
OAKVIEW CAPITAL MANAGEMENT, L.P. |
2,000 |
2,000 |
0.00% |
|
|
| 46 |
D.A. DAVIDSON & CO. |
2,000 |
1,000 |
0.00% |
|
|
| 47 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
14 |
0 |
0.00% |
|
|
| 48 |
Glassman Wealth Services |
150 |
0 |
0.00% |
|
|
| 49 |
TCI Wealth Advisors, Inc. |
21 |
0 |
0.00% |
|
|
