Dark
Light
System
Security
Enterprise Finl Svcs Corp
Enterprise Finl Svcs Corp. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 148 Institutional holders with a total value of $634,436,694.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 26 1,000 0.00%
2 MUFG Americas Holdings Corp 46 2,000 0.00%
3 MV CAPITAL MANAGEMENT, INC. 83 4,000 0.00%
4 FUSION FAMILY WEALTH, LLC 176 5,000 0.00% SH
5 ADVISOR GROUP, INC. 313 13,000 0.00%
6 Tower Research Capital LLC (TRC) 361 16,000 0.00%
7 CUTLER GROUP LLC / CA 582 25,000 0.00%
8 ENVESTNET ASSET MANAGEMENT INC 564 25,000 0.00%
9 Zurcher Kantonalbank (Zurich Cantonalbank) 806 35,000 0.01%
10 CANADA LIFE ASSURANCE Co 900 39,000 0.01%
11 KRILOGY FINANCIAL LLC 954 41,000 0.01%
12 PRELUDE CAPITAL MANAGEMENT, LLC 1,100 47,000 0.01%
13 STRS OHIO 1,300 55,000 0.01%
14 BNP PARIBAS FINANCIAL MARKETS 1,458 62,694 0.01%
15 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 1,700 73,000 0.01%
16 PEAK6 Group LLC 4,300 185,000 0.03% Put
17 QS Investors, LLC 4,400 189,000 0.03%
18 DUNCKER STREETT & CO INC 4,650 200,000 0.03%
19 BlackRock Finance, Inc. 4,717 203,000 0.03%
20 PEAK6 Group LLC 4,800 206,000 0.03% Call
21 Legal & General Group Plc 4,871 210,000 0.03%
22 FIRST QUADRANT LLC/CA 4,900 211,000 0.03%
23 ACROSPIRE INVESTMENT MANAGEMENT LLC 5,084 219,000 0.03%
24 PRICE T ROWE ASSOCIATES INC /MD/ 5,150 221,000 0.03%
25 BEESE FULMER INVESTMENT MANAGEMENT, INC. 5,260 226,000 0.04%
26 GSA CAPITAL PARTNERS LLP 5,432 234,000 0.04%
27 BARCLAYS PLC 5,581 240,000 0.04%
28 CITADEL ADVISORS LLC 5,907 254,000 0.04%
29 UBS Group AG 6,318 272,000 0.04%
30 Brandywine Global Investment Management, LLC 6,990 301,000 0.05%
31 Squarepoint Ops LLC 7,168 308,000 0.05%
32 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 7,600 327,000 0.05%
33 Acropolis Investment Management, LLC 7,620 328,000 0.05%
34 STIFEL FINANCIAL CORP 8,410 362,000 0.06%
35 TFS CAPITAL LLC 8,538 367,000 0.06%
36 PDT Partners, LLC 8,760 377,000 0.06%
37 ALPINE WOODS CAPITAL INVESTORS, LLC 9,163 394,000 0.06%
38 KINGS POINT CAPITAL MANAGEMENT 9,600 413,000 0.07%
39 BLACKROCK ADVISORS LLC 10,655 458,000 0.07%
40 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 10,749 462,000 0.07%
41 SMITH, MOORE & CO. 11,043 475,000 0.07%
42 AMERICAN INTERNATIONAL GROUP, INC. 11,037 475,000 0.07%
43 VOYA INVESTMENT MANAGEMENT LLC 11,199 482,000 0.08%
44 A.R.T. Advisors, LLC 12,700 546,000 0.09%
45 MANUFACTURERS LIFE INSURANCE COMPANY, THE 12,951 557,000 0.09%
46 PRINCIPAL FINANCIAL GROUP INC 13,242 569,000 0.09%
47 D. E. Shaw & Co., Inc. 13,641 587,000 0.09%
48 METROPOLITAN LIFE INSURANCE CO/NY 13,870 596,000 0.09%
49 TOCQUEVILLE ASSET MANAGEMENT L.P. 14,047 604,000 0.10%
50 GOLDMAN SACHS GROUP INC 15,657 673,000 0.11%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.