| # | % | |||||
|---|---|---|---|---|---|---|
| 501 | THOMPSON DAVIS & CO., INC. | 76 | 6,000 | 0.00% | ||
| 502 | Parkside Financial Bank & Trust | 69 | 6,000 | 0.00% | ||
| 503 | Kavar Capital Partners, LLC | 75 | 6,000 | 0.00% | ||
| 504 | CUTLER GROUP LLC / CA | 73 | 5,000 | 0.00% | ||
| 505 | CUTLER GROUP LLC / CA | 300 | 5,000 | 0.00% | Call | |
| 506 | CITY HOLDING CO | 51 | 4,000 | 0.00% | ||
| 507 | KANALY TRUST CO | 44 | 4,000 | 0.00% | ||
| 508 | ADIRONDACK TRUST CO | 50 | 4,000 | 0.00% | ||
| 509 | ARROW FINANCIAL CORP | 39 | 3,000 | 0.00% | ||
| 510 | KALOS MANAGEMENT, INC. | 2,856 | 3,000 | 0.00% | PRN | |
| 511 | SIGNATUREFD, LLC | 23 | 2,000 | 0.00% | ||
| 512 | MARK SHEPTOFF FINANCIAL PLANNING, LLC | 25 | 2,000 | 0.00% | ||
| 513 | US FINANCIAL ADVISORS, LLC | 21 | 2,000 | 0.00% | ||
| 514 | TCI Wealth Advisors, Inc. | 9 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
