Dark
Light
System
Security
ETFS PLATINUM TR
ETFS PLATINUM TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 56 Institutional holders with a total value of $132,315,477.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BLACKROCK ADVISORS LLC 362,979 34,135,000 25.80%
2 WELLINGTON MANAGEMENT GROUP LLP 281,302 26,453,000 19.99%
3 BlackRock Group LTD 135,935 12,783,000 9.66%
4 Anson Funds Management LP 3,000 11,160,000 8.43%
5 AMG National Trust Bank 94,685 8,905,000 6.73%
6 Richard C. Young & CO., LTD. 65,711 6,179,000 4.67% SH
7 UBS Group AG 56,597 5,322,000 4.02%
8 Orbitronix, LP 39,898 3,752,000 2.84%
9 BlackRock Investment Management, LLC 39,248 3,691,000 2.79%
10 MORGAN STANLEY 33,439 3,144,000 2.38%
11 ASA Gold & Precious Metals Ltd 22,500 2,116,000 1.60%
12 GUGGENHEIM CAPITAL LLC 22,014 2,071,000 1.57%
13 Virtu Financial LLC 18,771 1,765,000 1.33%
14 RAYMOND JAMES & ASSOCIATES 10,738 1,010,000 0.76%
15 BlackRock Institutional Trust Company, N.A. 10,585 995,000 0.75%
16 ROYAL BANK OF CANADA 8,232 774,000 0.58%
17 LPL Financial LLC 8,334 763,000 0.58%
18 STIFEL FINANCIAL CORP 7,405 696,000 0.53%
19 WELLS FARGO & COMPANY/MN 7,323 689,000 0.52%
20 United Asset Strategies, Inc. 7,147 672,000 0.51%
21 Clark Capital Management Group, Inc. 7,028 660,913 0.50%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,365 599,000 0.45%
23 ASSOCIATED BANC-CORP 5,679 534,000 0.40%
24 Paloma Partners Management Co 5,500 517,000 0.39%
25 BlackRock Finance, Inc. 5,283 497,000 0.38%
26 BANK OF AMERICA CORP /DE/ 4,071 383,000 0.29%
27 Creative Planning 3,400 320,000 0.24%
28 Virtu KCG Holdings LLC 3,201 301,000 0.23%
29 Evanson Asset Management, LLC 2,468 232,000 0.18%
30 PNC FINANCIAL SERVICES GROUP, INC. 2,200 206,000 0.16%
31 ENVESTNET ASSET MANAGEMENT INC 1,908 179,000 0.14%
32 D'Orazio & Associates, Inc. 1,781 167,000 0.13%
33 SYNOVUS FINANCIAL CORP 1,175 110,000 0.08%
34 Gradient Investments LLC 872 82,000 0.06%
35 SIGNATUREFD, LLC 660 62,000 0.05%
36 BARCLAYS PLC 589 55,000 0.04%
37 Advisory Services Network, LLC 550 52,000 0.04%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 480 45,000 0.03%
39 IFP ADVISORS, INC 460 43,000 0.03%
40 MSI Financial Services Inc 439 41,000 0.03%
41 GUPTA WEALTH MANAGEMENT LLC 250 24,000 0.02%
42 Vigilant Capital Management, LLC 250 24,000 0.02%
43 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 185 17,000 0.01%
44 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 180 17,000 0.01%
45 INTEGRATED WEALTH MANAGEMENT 143 13,000 0.01%
46 CITIGROUP INC 125 12,000 0.01%
47 VALLEY NATIONAL ADVISERS INC 113 11,000 0.01%
48 JPMORGAN CHASE & CO 101 9,000 0.01%
49 AMERICAN INTERNATIONAL GROUP, INC. 86 8,000 0.01%
50 Compagnie Lombard Odier SCmA 80 8,000 0.01%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.